Diagnostic Criteria for Fetal Alcohol Syndrome
To diagnose FAS, you must document all three of the following features: (1) all three characteristic facial dysmorphologies (smooth philtrum, thin vermillion border of upper lip, and small palpebral fissures), (2) prenatal or postnatal growth deficiency in height or weight (below 10th percentile), and (3) CNS abnormality (structural, neurologic, or functional). 1
Core Diagnostic Requirements
The diagnosis requires simultaneous presence of these three cardinal features:
1. Facial Dysmorphology (All Three Required)
- Smooth philtrum (rank 4 or 5 on racially normed lip/philtrum guide)
- Thin vermillion border of upper lip (rank 4 or 5 on racially normed guide)
- Small palpebral fissures (≤10th percentile)
All three facial features must be present; having only one or two is insufficient for FAS diagnosis 1.
2. Growth Deficiency
Document growth below the 10th percentile in height and/or weight, either prenatally or postnatally. This threshold maximizes sensitivity while accepting reduced specificity 1.
Critical caveat: Any history of growth retardation counts, even if corrected by the time of evaluation (e.g., through feeding tubes or hormone therapy). However, ensure the growth deficit wasn't solely due to nutritional deprivation at a single point in time 1.
3. CNS Abnormality (One of Three Types)
Document at least one of the following:
Structural abnormalities:
- Microcephaly (head circumference ≤10th percentile)
- Structural brain anomalies on imaging
Neurologic abnormalities:
- Recurrent nonfebrile seizures (other causes ruled out)
- Other documented neurologic deficits
Functional abnormalities (choose one approach):
- Global impairment: Performance ≥2 standard deviations below mean on cognitive testing (approximately <3rd percentile), OR
- Domain-specific deficits: Performance ≥1 standard deviation below mean (<16th percentile) on standardized measures in three or more functional domains 1
The two-tiered functional approach captures both severe global impairment (approximately 25% of FAS cases present with mental retardation-level deficits) and the broader spectrum of below-average performance across multiple domains 1.
Alcohol Exposure Documentation
Confirmed prenatal alcohol exposure is NOT required for FAS diagnosis 1. However, classify the diagnosis based on exposure history:
FAS with confirmed prenatal alcohol exposure: Documentation through clinical observation, maternal self-report, reliable informant reports, medical records showing positive blood alcohol levels, or social/legal/medical problems related to drinking during pregnancy 1
FAS with unknown prenatal alcohol exposure: Neither confirmed presence nor absence (common in adoptive/foster situations) 1
Only confirmed absence of any alcohol consumption from conception through birth would preclude FAS diagnosis 1.
Age-Specific Considerations
After puberty, facial features become more difficult to detect, though key features remain constant in the majority of cases 1. Early evaluation is therefore advantageous.
Growth patterns change across development—some children show early growth problems that resolve by evaluation time. Any documented history of growth retardation (including prenatal) satisfies the growth criterion 1.
Common Pitfalls
- Incomplete facial assessment: Missing even one of the three facial features means FAS criteria are not met
- Overlooking historical growth deficits: Current normal growth doesn't exclude FAS if prior deficiency is documented
- Insufficient neurobehavioral testing: A thorough neuropsychologic evaluation assessing multiple domains is essential, as functional deficits are heterogeneous 1
- Waiting for alcohol exposure confirmation: Don't delay diagnosis in adoptive/foster children; proceed if clinical features are present 1
Referral Indications
Refer for full FAS evaluation when:
- All three facial features are present
- One or more facial features plus growth deficits
- One or more facial features plus CNS abnormalities
- Confirmed maternal alcohol abuse during pregnancy (≥7 drinks/week or ≥3 drinks on multiple occasions) 1
The updated 2016 Canadian guidelines 2 provide more nuanced criteria for the broader FASD spectrum, but the 2005 MMWR guidelines 1 remain the definitive standard for diagnosing the full FAS syndrome specifically, requiring the complete triad of features described above.