Ordering Medical Tests Without Patient Consent: Legal and Ethical Considerations
It is generally not legal to order a medical test without informing the patient, except in rare, specific circumstances where disclosure would cause serious harm or in public health emergencies.
Legal Framework for Informed Consent
Informed consent is the cornerstone of ethical medical practice and is legally required in most circumstances. The requirement for informed consent before medical testing varies by:
- State laws: As of 2008, at least 12 states explicitly required informed consent before genetic testing, with some states specifying required components for documentation 1
- Type of test: Different tests may have different consent requirements
- Clinical context: Emergency situations may have different requirements than routine care
Standard Consent Requirements
For most medical tests, the following principles apply:
- The person ordering the test is responsible for obtaining appropriate informed consent 1
- Verbal informed consent is generally considered sufficient for most routine tests 1
- Documentation of consent should be included in medical records
Exceptions to Informed Consent Requirements
There are limited circumstances where tests may be ordered without explicit patient consent:
Public health screening programs: Newborn screening is often conducted without explicit parental consent, though most states allow parents to opt out 1
Emergency situations: When a patient cannot provide consent and treatment cannot be delayed without risking serious harm 2
Therapeutic privilege: In extremely rare cases where disclosure would cause significant psychological harm to the patient, though this exception is increasingly limited 2
Prevention of serious harm to others: In exceptional circumstances, when:
- There is high likelihood of genetic mutation in family members
- The condition is serious or fatal
- Effective treatment is available
- Disclosure would prevent serious harm
- No other reasonable way exists to avert harm
- Attempts at voluntary disclosure have failed 1
Ethical Considerations
The American Society of Human Genetics has concluded that providers may have a "privilege" to disclose genetic risk information to relatives if necessary to mitigate serious harm, but this does not extend to ordering tests without patient knowledge 1.
Chemical Adherence Testing
For specific tests like chemical adherence testing (checking if patients are taking prescribed medications):
- Verbal informed consent should be obtained on the day of sampling
- Consent should be recorded in medical notes
- Testing should only include medications that directly affect patient care 1
Best Practices for Informed Consent
To ensure proper informed consent:
- Provide clear information: Explain the purpose, benefits, risks, and alternatives of the test
- Document consent: Record the patient's consent in the medical record
- Respect patient autonomy: Honor the patient's right to refuse testing
- Disclose limitations: Be transparent about what the test can and cannot determine
Potential Consequences of Testing Without Consent
Ordering tests without patient consent may lead to:
- Legal liability for breach of patient autonomy
- Erosion of trust in the doctor-patient relationship
- Ethical violations of professional standards
- Potential disciplinary action by licensing boards
Conclusion
While there are limited exceptions, the general rule is that medical tests should not be ordered without informing the patient and obtaining consent. The medical profession has moved increasingly toward respecting patient autonomy, with very few circumstances justifying testing without consent.