Causes of Pharyngeal Dysphagia
Pharyngeal dysphagia is primarily caused by neurological disorders affecting the central swallowing network or peripheral nerves, muscles, and structures involved in the swallowing process. 1
Neurological Causes
Neurological disorders are the most common etiology of pharyngeal dysphagia:
Stroke: Affects at least 50% of patients with ischemic or hemorrhagic stroke, leading to a three-fold increased risk of aspiration pneumonia 1
Neurodegenerative diseases:
- Parkinson's disease: A major risk factor for pneumonia (the most frequent cause of death in this population) 1
- Amyotrophic Lateral Sclerosis (ALS): Up to 30% present with swallowing impairment at diagnosis, and virtually all develop dysphagia as disease progresses 1
- Multiple Sclerosis: Occurs in more than one-third of patients 1
- Dementia: Progressive cognitive decline affects swallowing coordination 1
Neuromuscular disorders:
Structural Causes
- Pharyngeal or cricopharyngeal strictures 1
- Oropharyngeal tumors 1
- Posterior pharyngeal diverticulum 1
- Cervical webs 1
- Thyroid nodules: Can cause dysphagia when they compress surrounding structures 2
- Cricopharyngeal bars 1
- Cervical osteophytes or skeletal hyperostosis 1
Functional Causes
- Upper esophageal sphincter dysfunction: Hyperfunction can lead to hypopharyngeal retention of swallowed material and subsequent aspiration 1
- Presbyphagia: Age-related multifactorial changes in swallowing physiology 1
- Pharyngeal muscle atrophy: Decreased pharyngeal wall thickness and increased pharyngeal width at rest are associated with dysphagia, particularly in Parkinson's disease 3
Diagnostic Approach
When evaluating pharyngeal dysphagia, consider:
Clinical presentation: Patients typically complain of food sticking in the throat, globus sensation, coughing/choking during swallowing, nasal-quality voice, nasal regurgitation, food dribbling, and difficulty initiating swallow 1
Imaging studies:
- Modified barium swallow: Evaluates oral and pharyngeal phases of swallowing 1
- Videofluoroscopy: Assesses bolus manipulation, tongue motion, hyoid and laryngeal elevation, and cricopharyngeal function 1
- Biphasic esophagram: Important to evaluate the entire esophagus, as distal esophageal or gastric cardia lesions can cause referred dysphagia to the pharynx 1
Measurement parameters: Pharyngeal wall thickness <4.05 mm and pharyngeal width at rest >16.05 mm are predictive of aspiration risk in patients with Parkinson's disease 3
Clinical Pearls and Pitfalls
Important pitfall: Abnormalities of the mid or distal esophagus or gastric cardia may cause referred dysphagia to the upper chest or pharynx, whereas pharyngeal abnormalities rarely cause referred dysphagia 1
Key consideration: In patients with unexplained oropharyngeal dysphagia, a complete examination of the esophagus should be performed, as 68% of patients with complaints of dysphagia for solids have abnormal esophageal transit, and in one-third of these cases, the esophageal abnormality is the only finding 1
Warning sign: Reflexive cough during eating or drinking has a sensitivity of 74% and specificity of 74% for aspiration in neurologically impaired patients 1
By understanding the diverse causes of pharyngeal dysphagia, clinicians can better target their diagnostic approach and develop appropriate management strategies to reduce morbidity and mortality associated with this condition.