What is the best course of treatment for a 70-year-old male with a displaced (1 cm) surgical neck fracture of the humerus after 4 weeks, who is hesitant to undergo surgery?

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Management of Displaced Surgical Neck Fracture of Humerus in a 70-Year-Old Male Who Declines Surgery

For a 70-year-old male with a 1 cm displaced surgical neck fracture of the humerus that remains displaced after 4 weeks and who declines surgery, non-operative management with appropriate rehabilitation is the recommended approach, accepting the possibility of functional limitations but avoiding surgical risks.

Understanding the Clinical Situation

This case presents several important considerations:

  • 70-year-old male patient
  • Surgical neck fracture of the humerus
  • 1 cm displacement
  • 4 weeks since injury
  • Patient preference against surgical intervention

Non-Operative Management Approach

Initial Management

  1. Accept non-operative treatment

    • Most proximal humeral fractures can be treated non-operatively with good functional outcomes 1
    • The patient's preference against surgery should be respected, especially since non-operative treatment is a valid option
  2. Pain Management

    • Appropriate analgesics for comfort
    • Consider NSAIDs if not contraindicated
    • Opioids may be necessary initially but should be minimized

Immobilization and Rehabilitation

  1. Sling Support

    • A sling should be worn for comfort only and may be discarded as early as the patient's pain allows 1
    • At 4 weeks post-injury, transition from immobilization to controlled motion is appropriate
  2. Physical Therapy Protocol

    • Begin range-of-motion exercises including shoulder, elbow, wrist, and hand motion 1
    • Start with pendulum exercises and passive range of motion
    • Progress to active-assisted and then active range of motion as tolerated
    • Above chest level activities should be restricted until fracture healing is evident 1
    • Avoid overly aggressive physical therapy as it may increase the risk of further displacement 1
  3. Functional Goals

    • The most important aim is to regain the level of mobility and independence enjoyed before the fracture 1
    • Early identification of individual goals and needs are essential 1

Expected Outcomes and Monitoring

Functional Prognosis

  • Patient should be informed that non-operative treatment of a displaced surgical neck fracture may result in:
    • Good pain relief in most cases
    • Potential limitation in range of motion, particularly in elevation and rotation
    • Possible malunion but often with acceptable functional outcomes

Follow-up Schedule

  1. Clinical and Radiographic Monitoring

    • Follow-up radiographs at 2-week intervals to assess healing
    • Clinical assessment of pain, range of motion, and function
  2. Criteria for Reconsidering Surgery

    • Increasing displacement
    • Intolerable pain
    • Progressive functional limitation
    • Development of avascular necrosis (rare)

Potential Complications and Management

Non-Union

  • Risk of non-union exists with non-operative management of displaced fractures
  • If non-union develops, surgical options would need to be reconsidered despite patient preference 2, 3, 4
  • Surgical treatment of non-union can provide significant improvement in pain but more modest improvement in function 3

Malunion

  • Some degree of malunion is expected with non-operative management of displaced fractures
  • Functional adaptation is often possible, especially in older patients

Patient Education

  • Explain the natural history of the injury and expected outcomes with non-operative treatment
  • Discuss the importance of compliance with rehabilitation protocol
  • Set realistic expectations regarding recovery timeline and potential functional limitations
  • Emphasize the importance of follow-up appointments to monitor healing

Prevention of Future Fractures

  • Consider evaluation for osteoporosis
  • Recommend calcium and vitamin D supplementation (1000-1200 mg/day calcium, 800 IU/day vitamin D) 1
  • Fall prevention strategies
  • Consider bone health referral if appropriate

Conclusion

While surgery might typically be considered for a 1 cm displaced surgical neck fracture of the humerus, non-operative management is a reasonable alternative for this 70-year-old patient who declines surgery. The focus should be on optimizing functional outcomes through appropriate rehabilitation while accepting that some degree of malunion and functional limitation may occur.

References

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Research

Surgical treatment of nonunions of the surgical neck of the humerus.

Clinical orthopaedics and related research, 1982

Research

Operative treatment of nonunions of the surgical neck of the humerus.

Journal of shoulder and elbow surgery, 1996

Research

Operative treatment of nonunion of surgical neck fractures of the humerus.

Clinical orthopaedics and related research, 1995

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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