Key Concerns Specific to Noninferiority Trials
The risk of false conclusions due to a lack of assay sensitivity is the key concern that is specific to noninferiority trials. 1, 2
Understanding Assay Sensitivity in Noninferiority Trials
Assay sensitivity refers to the ability of a clinical trial to distinguish an effective treatment from a less effective or ineffective treatment. This concept is particularly critical in noninferiority trials for several reasons:
- Unlike superiority trials where biases typically lead to false-negative results, in noninferiority trials, the same biases make treatments appear more similar and can lead to false-positive conclusions 1
- Without a placebo control, it becomes difficult to verify whether the active control actually demonstrated its expected effect in the study population 2, 3
- Poor trial quality (such as protocol violations, poor compliance, insufficient follow-up) can dilute treatment differences, making it easier to incorrectly conclude noninferiority 1
Why Assay Sensitivity Is Uniquely Important in Noninferiority Trials
Risk of perpetuating ineffective treatments: Without adequate assay sensitivity, a new treatment might be declared noninferior to an active control even if both treatments are actually ineffective 1
Historical evidence concerns: The noninferiority margin is often based on the historical effect of the active control compared to placebo, but selection bias in choosing this historical evidence can lead to inappropriate margins 1
Constancy assumption: Noninferiority trials assume that the effect size of the active control in the current trial is similar to its effect in historical placebo-controlled trials, which may not hold true 2, 3
Dilution of treatment effects: Various factors can reduce the apparent difference between treatments, including:
- Protocol violations
- Poor compliance with intended treatments
- Crossover between treatment groups
- Insufficient follow-up 1
Other Concerns in Noninferiority Trials (Not Specific to Them)
Ethical concerns with placebo controls: This is a general concern in clinical trials and not specific to noninferiority designs 4
Sample size requirements: While noninferiority trials often require large sample sizes, this is also true for superiority trials designed to detect small differences 1, 4
Missing data: While important, this concern applies to all trial designs 1
Clinical Implications
The lack of assay sensitivity in noninferiority trials can have serious consequences for patient care:
It may lead to the approval and widespread use of treatments that are actually inferior to standard care, potentially increasing morbidity and mortality 1
As demonstrated in the FDA advisory committee discussions, several drugs studied for ventilator-associated pneumonia showed concerning results despite overall noninferiority conclusions 1
The downstream impact can affect an entire therapeutic area if a succession of noninferiority trials leads to progressive erosion of efficacy (sometimes called "biocreep") 2
To mitigate these risks, regulatory authorities recommend conducting both intention-to-treat and per-protocol analyses in noninferiority trials, as differences between these analyses require close examination 1, 2.