What are the criteria for lung transplantation?

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Last updated: September 6, 2025View editorial policy

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Criteria for Lung Transplantation

Lung transplantation should be considered for patients with end-stage lung disease who have exhausted all other treatment options and meet specific physiological, functional, and disease-specific criteria that indicate poor survival without transplantation.

General Criteria for Lung Transplantation Referral

Disease-Specific Indications

  • COPD/Emphysema:

    • BODE index of 5-6 1
    • FEV1 <25% predicted 1
    • PaCO2 >50 mmHg (6.6 kPa) and/or PaO2 <60 mmHg (8 kPa) 1
    • Not a candidate for endoscopic or surgical lung volume reduction 1
    • Progressive disease despite optimal medical management 1
  • Pulmonary Fibrosis:

    • FEV1 <20% predicted with either DLCO <20% or homogenous emphysema 1
    • Oxygen dependency 1
    • Deteriorating course despite optimal medical management 1
  • Pulmonary Alveolar Proteinosis (PAP):

    • Progressive disease despite whole lung lavage and/or pharmacological treatment 1
    • Must fulfill ISHLT criteria for patients with interstitial lung disease 1

Criteria for Listing (More Urgent)

  • COPD/Emphysema - at least one of the following:

    • BODE index >7 1
    • FEV1 <15-20% predicted 1
    • Three or more severe exacerbations during the preceding year 1
    • One severe exacerbation with acute hypercapnic respiratory failure 1
    • Moderate to severe pulmonary hypertension 1
  • Other Conditions:

    • Evidence of secondary pulmonary hypertension/cor pulmonale despite adequate oxygenation 1
    • History of hospitalization with acute hypercapnic respiratory failure 1

Contraindications

Absolute Contraindications

  • Unstable or inadequate psychosocial profile/stability 1
  • Significant extrapulmonary disorders that may negatively influence survival:
    • Severe liver dysfunction
    • Renal dysfunction
    • Cardiac dysfunction 1

Relative Contraindications

  • Age restrictions (many centers limit candidates to <60-65 years) 1
  • Poor functional status that cannot be rehabilitated
  • Active infection with highly resistant organisms (requires careful evaluation)

Transplant Type Considerations

  • Bilateral vs. Single Lung Transplantation:
    • Bilateral transplantation may offer better long-term outcomes, especially for patients <60 years 1
    • Single lung transplantation may be appropriate for older patients or those with specific conditions 1
    • 5-year survival rates: 57.3% for bilateral vs. 47.4% for unilateral transplantation 2

Pre-Transplant Evaluation Process

  1. Comprehensive Assessment:

    • Pulmonary function testing (FEV1, DLCO)
    • Arterial blood gas analysis
    • Exercise capacity testing
    • Cardiac evaluation
    • Nutritional assessment
    • Psychosocial evaluation
  2. Timing Considerations:

    • Early listing is important due to limited donor availability 1
    • Waiting time may exceed 2 years 1
    • Patients with rapidly progressive disease may die while awaiting transplantation

Post-Transplant Outcomes

  • Current survival rates: 1-year (82.9%) and 5-year (59.6%) 2
  • 90-day mortality: approximately 10% 2
  • Common complications:
    • Acute (3.4%) and chronic (29.0%) rejection
    • Infections (38.0%)
    • Transplant failure (24.7%)
    • Airway complications (15.0%)
    • Malignancies (15.0%)
    • Cardiovascular events (10.9%) 2

Important Considerations

  • Lung transplantation should be considered early in the disease course for appropriate planning
  • Patients with giant bullae may benefit from bullectomy rather than transplantation if they have relatively normal surrounding parenchyma 3
  • For patients with progressive lung disease despite optimal medical therapy, early referral to a transplant center is critical to maximize opportunity and optimize outcomes
  • Post-transplant care requires close coordination with the transplant center for optimal outcomes 2

Lung transplantation represents a viable treatment option for carefully selected patients with end-stage lung disease, offering improvements in both quality of life and survival when other therapeutic options have been exhausted.

References

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Research

Lung transplantation: a treatment option in end-stage lung disease.

Deutsches Arzteblatt international, 2014

Guideline

Surgical Management of Giant Emphysematous Bullae

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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