What is the approach to preoperative (pre-op) risk stratification?

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Last updated: October 2, 2025View editorial policy

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Preoperative Risk Stratification Approach

Preoperative risk stratification should follow a stepwise approach using validated tools like the Revised Cardiac Risk Index (RCRI) to assess cardiac risk, with further testing based on risk level, functional capacity, and surgery-specific factors. 1

Step 1: Initial Assessment

  • Urgency evaluation: Determine if surgery is emergent (cannot delay), urgent, time-sensitive, or elective 2, 1

  • Prior cardiac interventions: Check if patient has undergone coronary revascularization in past 5 years or coronary evaluation in past 2 years 2

  • Clinical risk factors: Identify major, intermediate, and minor predictors:

    Major Predictors Intermediate Predictors Minor Predictors
    Unstable coronary syndromes Prior MI/pathologic Q waves Advanced age
    Decompensated heart failure Mild angina pectoris Abnormal ECG
    Significant arrhythmias Compensated/prior heart failure Non-sinus rhythm
    Severe valvular disease Diabetes mellitus Low functional capacity
    Renal insufficiency History of stroke
    Uncontrolled hypertension

Step 2: Risk Calculation

  • Validated risk scores:

    • Revised Cardiac Risk Index (RCRI)
    • American College of Surgeons NSQIP risk calculator
    • EuroSCORE (for cardiac surgery)
    • Mayo Surgical Risk Score 1
  • Surgery-specific risk:

    • Low risk (<1% cardiac events): Endoscopy, superficial procedures, cataract, breast
    • Intermediate risk (1-5% cardiac events): Carotid endarterectomy, head and neck, intraperitoneal, orthopedic
    • High risk (>5% cardiac events): Aortic, major vascular, prolonged procedures with large fluid shifts 2

Step 3: Functional Capacity Assessment

  • Evaluate using:
    • Duke Activity Status Index (DASI)
    • Two-flight stairs test
    • Poor functional capacity: <4 METs or DASI <34
    • Good functional capacity: ≥4 METs or DASI ≥34 1

Step 4: Testing Strategy Based on Risk

  • Low risk (RCRI 0 points) + good functional capacity:

    • Proceed to surgery without further cardiac testing 1
  • Intermediate risk (RCRI 1-2 points):

    • If good functional capacity: Usually no further testing
    • If poor functional capacity: Consider non-invasive testing for high-risk surgery 2, 1
  • High risk (RCRI ≥3 points):

    • Consider non-invasive stress testing regardless of functional capacity
    • Consider biomarker assessment (BNP/NT-proBNP and troponin) 1, 3
  • Special populations:

    • Age ≥70 years: Add frailty assessment using validated tools 1
    • Patients with congenital heart disease: Consult ACHD specialist 2
    • LVAD patients: Coordinate with LVAD care team 2

Step 5: Perioperative Management

  • Beta-blockers:

    • Continue in patients already on therapy
    • Consider initiating in high-risk patients (≥3 RCRI factors) >1 day before surgery
    • Avoid starting on day of surgery (Class III: Harm) 1
  • Statins:

    • Continue in patients already taking them
    • Consider initiating for vascular surgery or elevated-risk procedures 1
  • Antiplatelet therapy:

    • Continue dual antiplatelet therapy for urgent surgery within 4-6 weeks of stent placement
    • Avoid elective surgery within 30 days of BMS or 12 months of DES if DAPT must be discontinued 1

Common Pitfalls to Avoid

  • Ordering routine tests without clinical indication
  • Starting beta-blockers on day of surgery (increases stroke and mortality risk)
  • Performing elective surgery too soon after coronary stent placement
  • Overlooking poor functional capacity as a significant risk factor
  • Failing to use validated risk prediction tools 1, 3

By following this structured approach to preoperative risk stratification, clinicians can identify patients at increased risk for perioperative cardiovascular complications and implement appropriate risk-reduction strategies to improve outcomes.

References

Guideline

Perioperative Cardiovascular Management

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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