Aspiration Pneumonia
Aspiration pneumonia is defined as a pulmonary infection that occurs when material moves below the true vocal folds, enters the trachea, and causes inflammation in the lungs. 1
Definition and Pathophysiology
- Aspiration pneumonia occurs when material (food, liquids, oral secretions) passes below the true vocal folds into the trachea, resulting in a pulmonary infection 1
- It differs from penetration, which is when material enters the laryngeal area only to the level of the true vocal folds 1
- Aspiration pneumonia is the most common form of hospital-acquired pneumonia among adults, occurring in 4-8 of every 1,000 hospitalized patients 1
- Mortality rates for aspiration pneumonia range from 20% to 65%, highlighting its significant impact on patient outcomes 1
Risk Factors
Patient Populations at Highest Risk
- Stroke patients: 22-38% of acute stroke patients demonstrate aspiration on videofluoroscopic swallow evaluation (VSE) 1
- Elderly nursing home residents: Particularly those with:
- Post-cervical surgery patients: 42% of patients undergoing anterior cervical operations and 20% of those undergoing posterior cervical procedures 1
- Neonates and infants: Neonatal aspiration syndromes occur in 4% of all live births with significant mortality 1
Specific Risk Factors
- Dysphagia (abnormal swallowing due to impaired coordination, obstruction, or weakness) 1
- Decreased level of consciousness 1
- Impaired laryngeal sensation 1
- History of previous aspiration pneumonia (OR 7.00) 1
- Bed-bound status and reduced activity levels 1
- Dependence on others for feeding (OR 19.98) 1
- Current smoking (OR 4.13) 1
- Multiple medication use (>8 medications) (OR 1.15) 1
- Invasive procedures and presence of nasogastric tubes 1
- Insufficient oral care 1
Clinical Presentation and Diagnosis
- Typical presentation includes fever, cough, and auscultatory findings such as rales or evidence of pulmonary consolidation 1
- Chest radiograph typically shows infiltrates in dependent bronchopulmonary segments 2
- Aspiration can occur without coughing (silent aspiration), particularly in neonates and infants who may present with apnea and increased swallowing frequency instead 1
- Diagnostic clues include:
Microbiology
- In community-acquired aspiration pneumonia: Oral bacteria predominate, including:
- In hospital-acquired or nursing home settings: Additional pathogens include:
- Anaerobic bacteria are found in over 90% of cases, including Bacteroides, Fusobacterium, Peptococcus, and Peptostreptococcus species 5
Treatment
Antibiotic Therapy
- For community-acquired aspiration pneumonia (admitted from home):
- Oral or IV β-lactam/β-lactamase inhibitor
- Clindamycin
- IV cephalosporin + oral metronidazole
- Moxifloxacin 1
- For ICU patients or those admitted from nursing homes:
- Clindamycin + cephalosporin 1
Supportive Care
- Early mobilization for all patients 1
- Low molecular weight heparin for patients with acute respiratory failure 1
- Consider non-invasive ventilation, particularly in patients with COPD 1
- Corticosteroids may be considered for aspiration pneumonitis (non-infectious inflammation following aspiration of gastric contents) but are not routinely recommended for aspiration pneumonia 6, 2
Prevention Strategies
- Dysphagia screening and swallowing evaluation in high-risk patients 7
- Proper positioning during feeding (upright position) 7
- Thickened liquids for patients with swallowing difficulties 1
- Meticulous oral hygiene 1
- Minimizing sedative use in high-risk patients 1
- Patient and caregiver education on proper feeding techniques 7
- Early mobilization 1
- Removal of unnecessary tubes (nasogastric, etc.) when possible 7
Monitoring Response
- Monitor response to treatment using simple clinical criteria:
- Body temperature
- Respiratory parameters
- Hemodynamic parameters 1
- C-reactive protein should be measured on days one and three/four, especially in patients with unfavorable clinical parameters 1
- Complete radiographic resolution may require longer time periods 1
Special Considerations
- In neonates and infants, aspiration may present with apnea rather than coughing, making detection more challenging 1
- Elderly patients with aspiration pneumonia tend to be frail with multiple comorbidities, requiring comprehensive care approaches 3
- Non-responding pneumonia should be fully reinvestigated, particularly in unstable patients 1