Baseline Investigations for Clozapine Initiation
Before starting clozapine, you must obtain a complete blood count with absolute neutrophil count (ANC ≥1500/μL for general population or ≥1000/μL for benign ethnic neutropenia), along with comprehensive metabolic screening including fasting glucose, HbA1c, lipid panel, liver function tests, ECG, BMI/waist circumference, blood pressure, and pregnancy testing in women of childbearing age. 1, 2
Mandatory Hematologic Assessment
White Blood Cell and Neutrophil Monitoring:
- Baseline ANC must be ≥1500/μL in the general population before initiating treatment 2
- For patients with benign ethnic neutropenia (BEN), establish at least two baseline ANC measurements with values ≥1000/μL 2
- Complete blood count with differential is required to calculate ANC (Total WBC × percentage of neutrophils from differential) 2
- Document absence of myeloproliferative disorder or history of agranulocytosis 1
Critical caveat: Clozapine causes severe neutropenia in approximately 1% of patients, which can be fatal, making this the most important baseline assessment 1, 2
Metabolic and Cardiovascular Baseline Testing
Comprehensive metabolic panel required: 1
- Fasting glucose and HbA1c to detect diabetes or prediabetes
- Fasting lipid panel (total cholesterol, LDL, HDL, triglycerides) for cardiovascular risk assessment
- BMI and waist circumference as metabolic baseline
- Blood pressure measurement
Cardiac assessment: 1
- Electrocardiogram (ECG) to evaluate QTc interval and baseline cardiac status
- This is particularly important given clozapine's risk of myocarditis, cardiomyopathy, and orthostatic hypotension 2
Hepatic and Renal Function
- Liver function tests (ALT, AST) are indicated before starting clozapine 3, 1
- Renal function tests (urea and electrolytes) should be obtained 1
- Dose adjustments may be necessary in patients with significant hepatic or renal impairment 2
Additional Required Assessments
Physical examination components: 3
- Document any preexisting abnormal movements to avoid later mislabeling them as medication-induced side effects (particularly tardive dyskinesia)
- This is critical since clozapine is typically used after failure of other antipsychotics that may have already caused movement disorders
Reproductive health:
- Pregnancy testing in all women of childbearing age 1
Psychiatric documentation:
- Thorough psychiatric evaluation with adequate documentation of targeted psychotic symptoms 3
Special Population Considerations
Benign Ethnic Neutropenia (BEN):
- More common in individuals of African descent (25-50% prevalence), some Middle Eastern groups, and other non-Caucasian populations 2
- These patients require a different ANC threshold (≥1000/μL vs ≥1500/μL) but are NOT at increased risk for clozapine-induced neutropenia 2
- Consider hematology consultation before initiating treatment if BEN is suspected 2
Pediatric and adolescent patients:
- Therapeutic drug monitoring is particularly important as pharmacokinetics vary with age 1
Elderly patients (>65 years):
- Closer monitoring warranted to distinguish pharmacokinetic from pharmacodynamic factors 1
Clinical Context for Clozapine Use
Important prescribing context: Clozapine should only be initiated after failure of at least two therapeutic trials of other antipsychotics (with at least one being an atypical antipsychotic) and/or development of significant side effects including tardive dyskinesia 3, 1. This context explains why documenting preexisting movement abnormalities is essential.