What is the definition of heart failure?

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Heart Failure Definition

Heart failure is a clinical syndrome characterized by symptoms (breathlessness, fatigue, ankle swelling) AND objective evidence of structural and/or functional cardiac abnormality, corroborated by elevated natriuretic peptide levels and/or objective evidence of pulmonary or systemic congestion. 1, 2, 3

Core Diagnostic Criteria

The diagnosis requires all three components to be fulfilled: 4, 1

  • Symptoms of heart failure (at rest or during exercise): dyspnea, fatigue, ankle swelling 4, 1
  • Objective evidence of cardiac dysfunction (systolic and/or diastolic) at rest, preferably by echocardiography 4, 1
  • Elevated natriuretic peptides (BNP or NT-proBNP) and/or objective evidence of congestion 2, 3

A clinical response to treatment alone is insufficient for diagnosis, though patients should demonstrate improvement with appropriate therapy. 4, 1

Pathophysiological Basis

Heart failure results from any structural or functional cardiac disorder that impairs the ventricle's ability to fill with or eject blood. 1, 5 The syndrome can arise from disorders of the pericardium, myocardium, endocardium, heart valves, great vessels, or abnormalities of heart rhythm and conduction. 1

The underlying cardiac cause must always be identified - heart failure should never be the sole diagnosis. 1 Common etiologies include: 1, 6

  • Coronary artery disease
  • Hypertension
  • Dilated cardiomyopathy (30% have genetic causes)
  • Valvular heart disease
  • Myocarditis

Classification by Ejection Fraction

Heart failure is classified based on left ventricular ejection fraction (LVEF): 1, 2, 3

  • HFrEF (Heart Failure with Reduced EF): LVEF ≤40% 2, 3
  • HFmrEF (Heart Failure with Mildly Reduced EF): LVEF 41-49% 2, 3
  • HFpEF (Heart Failure with Preserved EF): LVEF ≥50% 2, 3
  • HFimpEF (Heart Failure with Improved EF): Baseline LVEF ≤40%, ≥10-point increase, second measurement >40% 2, 3

Both systolic and diastolic dysfunction often coexist regardless of ejection fraction category. 1 Diastolic heart failure is more common in elderly patients and women, frequently associated with systolic hypertension and myocardial hypertrophy with fibrosis. 1

Clinical Presentation

Cardinal manifestations include: 1, 7

  • Dyspnea (especially with exertion, paroxysmal nocturnal dyspnea) 1, 7
  • Fatigue from low cardiac output, peripheral hypoperfusion, and skeletal muscle deconditioning 1, 7
  • Fluid retention leading to pulmonary congestion and peripheral edema 1, 7

Physical examination signs: 1, 7

  • Elevated jugular venous pressure 1, 7
  • Pulmonary rales/crackles indicating pulmonary congestion 1, 7
  • Peripheral edema, particularly ankle swelling 1, 7
  • Hepatomegaly from systemic venous congestion 4
  • Tachycardia as compensatory mechanism 7

Staging System

Heart failure stages represent disease progression: 4, 2, 3

  • Stage A (At Risk): High risk but no structural heart disease or symptoms (hypertension, diabetes, atherosclerotic disease, obesity, family history of cardiomyopathy) 4, 2, 3
  • Stage B (Pre-HF): Structural heart disease or elevated natriuretic peptides but no symptoms (LV remodeling, asymptomatic valvular disease) 4, 2, 3
  • Stage C (Symptomatic HF): Structural heart disease with current or prior symptoms 4, 2, 3
  • Stage D (Advanced HF): Refractory symptoms requiring specialized interventions, recurrent hospitalizations despite maximal therapy 4, 2, 3

Critical Diagnostic Considerations

The severity of symptoms correlates poorly with the degree of cardiac dysfunction. 4, 1 Patients with very low ejection fraction may be asymptomatic, while those with preserved LVEF may have severe disability. 4 This discordance may be explained by alterations in ventricular distensibility, valvular regurgitation, pericardial restraint, cardiac rhythm abnormalities, and right ventricular function. 4

A normal electrocardiogram makes heart failure, especially due to LV systolic dysfunction, unlikely. 4, 1 A low-normal BNP or NT-proBNP concentration in an untreated patient makes heart failure unlikely as the cause of symptoms. 4, 1

Progressive Nature

Heart failure is characteristically a progressive disorder even without new identifiable cardiac insults. 4 The principal manifestation is cardiac remodeling - the LV chamber dilates and/or hypertrophies and becomes more spherical, increasing hemodynamic stress and potentially worsening mitral regurgitation. 4, 7

Important Terminology

The term "heart failure" is preferred over "congestive heart failure" because not all patients have volume overload at initial or subsequent evaluations. 1 Acute heart failure refers to rapid onset or worsening requiring urgent treatment, while chronic heart failure is the persistent state punctuated by acute exacerbations. 1, 8

References

Guideline

Congestive Heart Failure Definition and Diagnosis

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Research

The pathophysiology of heart failure.

Cardiovascular pathology : the official journal of the Society for Cardiovascular Pathology, 2012

Guideline

Left-Sided Heart Failure Signs and Symptoms

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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