Causes of Elevated Hemoglobin and Hematocrit
Both hemoglobin and hematocrit increase together due to either an absolute increase in red blood cell mass (true polycythemia) or a decrease in plasma volume (relative polycythemia), with dehydration being the most common cause in clinical practice. 1
Primary Mechanisms
The elevation of both Hgb and Hct occurs through two fundamental pathways:
True (Absolute) Polycythemia
This represents an actual increase in red blood cell mass and can be further categorized:
Primary Polycythemia:
- Polycythemia vera (PV) - a clonal myeloproliferative disorder caused by JAK2 mutations, characterized by autonomous overproduction of red cells, often accompanied by elevated white cells and platelets 1, 2
- Erythropoietin receptor mutations causing unregulated red cell production 3
- High-oxygen-affinity hemoglobin variants that decrease oxygen delivery and trigger compensatory erythropoiesis 1
Secondary Polycythemia (Hypoxia-Driven):
- Chronic obstructive pulmonary disease (COPD) and other chronic lung diseases causing tissue hypoxia 1
- Obstructive sleep apnea producing nocturnal hypoxemia that drives erythropoietin production 1
- "Smoker's polycythemia" - the most frequent cause of increased hematocrit, resulting from chronic carbon monoxide exposure causing tissue hypoxia and stimulating erythropoietin production 1, 4
- Cyanotic congenital heart disease where erythrocytosis is a compensatory response to improve oxygen transport 1
- High altitude residence - physiological adaptation with specific increases based on elevation (e.g., +0.8 g/dL Hb at 2,000 meters, +3.5 g/dL at 4,000 meters) 1
Secondary Polycythemia (Hypoxia-Independent):
- Malignancies producing erythropoietin autonomously: renal cell carcinoma, hepatocellular carcinoma, pheochromocytoma, uterine leiomyoma, and meningioma 1
- Erythropoietin therapy - iatrogenic cause with expected Hgb rise of 0.3 g/dL per week (Hct rise of 1% per week) 5, 1
Relative (Apparent) Polycythemia
This represents decreased plasma volume with normal red cell mass:
- Dehydration - the most common cause of relative polycythemia 1, 6
- Diuretic use causing plasma volume depletion 1
- Burns with fluid shifts 1
- Stress polycythemia (Gaisböck syndrome) 1
Diagnostic Algorithm
Step 1: Confirm True Elevation
- Males: Hgb >18.5 g/dL or Hct >55% 1
- Females: Hgb >16.5 g/dL or Hct >49.5% 1
- Note: Males with Hct >60% and females with Hct >55% always have absolute polycythemia 4
Step 2: Assess for Relative vs. Absolute Polycythemia
- Evaluate hydration status clinically and recheck CBC after adequate hydration 1, 6
- If values normalize with hydration, diagnosis is relative polycythemia 6
Step 3: If True Polycythemia Confirmed
- Test for JAK2 mutations (both exon 14 and exon 12) to evaluate for polycythemia vera 1
- Measure serum erythropoietin levels: low/normal suggests PV, elevated suggests secondary causes 2, 7
- Obtain complete blood count with differential - elevated white cells and platelets suggest PV 4
- Check for splenomegaly - presence strongly suggests PV 4, 8
Step 4: Evaluate Secondary Causes
- Obtain detailed smoking history and assess for carbon monoxide exposure 1
- Consider sleep study if nocturnal hypoxemia suspected 1
- Evaluate for chronic lung disease 1
- Screen for malignancies if clinically indicated 1
- Review medication list for erythropoietin or testosterone use 1
Physiological Variations
Gender Differences:
- Adult males/post-menopausal females: Hgb 15.5 ± 2.0 g/dL, Hct 47 ± 6% 5
- Menstruating females: Hgb 14.0 ± 2.0 g/dL, Hct 41 ± 5% 5
- These differences emerge at puberty due to testosterone and estrogen effects 5
Critical Management Considerations
When to Intervene:
- Therapeutic phlebotomy is indicated ONLY when Hgb >20 g/dL and Hct >65% with symptoms of hyperviscosity 1, 9
- Target Hct <45% in polycythemia vera to reduce thrombotic risk 2
- Repeated routine phlebotomies are contraindicated due to risk of iron depletion, decreased oxygen-carrying capacity, and stroke 1
Common Pitfalls:
- Don't perform aggressive phlebotomy without adequate volume replacement - replace with equal volume of dextrose or saline 1
- Don't overlook coexisting iron deficiency - iron-deficient red cells have reduced oxygen-carrying capacity and deformability, increasing stroke risk 1
- Avoid allowing rapid increases in Hct (>8 percentage points per month) in patients on erythropoietin therapy - reduce dose by 25% if this occurs 5, 9
Laboratory Considerations: