What are the stages of heart failure based on left ventricular ejection fraction (LVEF)?

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Heart Failure Classification by Ejection Fraction

The 2022 ACC/AHA/HFSA guidelines classify heart failure into three primary categories based on left ventricular ejection fraction (LVEF): HFrEF (LVEF ≤40%), HFmrEF (LVEF 41-49%), and HFpEF (LVEF ≥50%). 1

The Three Main Categories

Heart Failure with Reduced Ejection Fraction (HFrEF)

  • Defined as LVEF ≤40% 1, 2
  • This category encompasses patients who have historically shown survival benefit from guideline-directed medical therapy in randomized controlled trials, most of which enrolled patients with LVEF ≤35% or ≤40% 1

Heart Failure with Mildly Reduced Ejection Fraction (HFmrEF)

  • Defined as LVEF 41-49% 1, 3, 2
  • Previously termed "mid-range EF," the nomenclature was changed to "mildly reduced" because these patients have LVEF lower than normal 1
  • These patients typically exist on a dynamic trajectory—either improving from HFrEF or deteriorating toward HFrEF 1, 3
  • A single EF measurement at one time point is inadequate for this category; serial measurements over time are essential to understand the trajectory 1, 3

Heart Failure with Preserved Ejection Fraction (HFpEF)

  • Defined as LVEF ≥50% 1, 4, 2
  • Represents at least 50% of the heart failure population, with increasing prevalence 1
  • The threshold has been variably classified as >40%, >45%, or ≥50% in different guidelines, but the 2022 ACC/AHA/HFSA guideline uses ≥50% 1

Additional Category: Heart Failure with Improved Ejection Fraction (HFimpEF)

  • Defined as baseline LVEF ≤40% with subsequent improvement to >40% 2, 5, 6
  • This emerging category recognizes that LVEF can improve with treatment, creating a distinct phenotype that requires continued guideline-directed therapy despite improvement 7, 5

Critical Diagnostic Requirements Beyond LVEF

For HFmrEF and HFpEF, the diagnosis requires more than just the LVEF number—you must document clinical symptoms/signs of heart failure PLUS objective evidence of cardiac dysfunction 1, 4, 2:

  • Elevated natriuretic peptides: BNP >35 pg/mL (ambulatory) or >100 pg/mL (hospitalized), or NT-proBNP >125 pg/mL 4, 2
  • OR echocardiographic evidence of elevated filling pressures: E/e' ≥15, left atrial enlargement, increased relative wall thickness, or short mitral deceleration time 4, 2
  • OR invasive hemodynamic measurements showing elevated filling pressures 1

Important Clinical Caveats

The HFmrEF Category is Highly Unstable

  • Patients with HFmrEF have <25% probability of remaining in that category after 1 year 8
  • The within-person standard deviation of LVEF over time is 7.4%, meaning substantial measurement variability exists 8
  • This instability creates risk for undertreatment—don't assume a patient's current category is stable 8

LVEF Follows a Normal Distribution

  • LVEF is a continuous variable that follows a normal distribution in the heart failure population 8
  • The artificial cutpoints at 40% and 50% create categories, but patients near these boundaries may frequently cross between categories with repeat measurements 8

Structural Heart Disease Must Be Present

  • Valvular heart disease, wall motion abnormalities, left ventricular hypertrophy, or chamber dilation must be documented 1, 4
  • Valve disease is explicitly recognized as a structural cardiac abnormality that can cause heart failure regardless of EF 4

Relationship to ACC/AHA Stages of Heart Failure

The LVEF classification is separate from and complementary to the ACC/AHA staging system (A, B, C, D), which describes disease progression 1:

  • Stage A: At risk for HF (hypertension, diabetes, coronary disease) but no structural heart disease or symptoms 1
  • Stage B: Structural heart disease (LV hypertrophy, reduced LVEF, valvular disease) but no symptoms 1
  • Stage C: Structural heart disease with current or previous symptoms of HF 1
  • Stage D: Advanced HF with marked symptoms interfering with daily life and recurrent hospitalizations despite optimal therapy 1

A patient can be Stage C HFrEF, Stage C HFmrEF, or Stage C HFpEF—the stage describes progression, while the EF category describes phenotype 1.

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Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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