Spirometry Interpretation in Patients with Asthma or COPD
In patients with suspected or known asthma or COPD, spirometry must be performed post-bronchodilator to confirm airflow obstruction (FEV1/FVC <0.70), with pre-bronchodilator values used only to rule out disease, not to diagnose it. 1
Diagnostic Algorithm for Confirming Airflow Obstruction
Step 1: Ensure Quality Spirometry
- Verify the test meets acceptability and reproducibility criteria with quality grading A, B, or C before interpretation 2
- Even grade E (one acceptable test) or grade U (one usable measurement) can be used diagnostically when carefully considered alongside clinical information, particularly to rule out COPD 1
- Repeat spirometry if initial results are borderline (FEV1/FVC 0.6-0.8) to account for day-to-day variability 3
Step 2: Use Post-Bronchodilator Values for Diagnosis
- Post-bronchodilator spirometry remains the gold standard for diagnosing COPD because pre-bronchodilator values alone would significantly increase false-positive diagnoses and burden healthcare systems unnecessarily 1
- Pre-bronchodilator spirometry can effectively rule out COPD, but post-bronchodilator measurements must confirm the diagnosis 1
- This approach reduces workload while maintaining diagnostic accuracy 1
Step 3: Interpret the FEV1/FVC Ratio
- Airflow obstruction is confirmed when post-bronchodilator FEV1/FVC <0.70 3, 2
- Critical caveat: The fixed ratio of 0.70 may overdiagnose obstruction in patients >60 years and underdiagnose in those <45 years due to age-related physiologic changes 3
Step 4: Grade Severity Based on FEV1 % Predicted
Once obstruction is confirmed, classify severity using post-bronchodilator FEV1 3, 2:
- Mild: FEV1 ≥80% predicted
- Moderate: FEV1 50-80% predicted
- Severe: FEV1 30-50% predicted
- Very severe: FEV1 <30% predicted
Clinical Context Integration
Essential Clinical Predictors
- Smoking history >40 pack-years is the single best predictor of airflow obstruction (likelihood ratio 12) 2
- The combination of >55 pack-years, wheezing on auscultation, and patient-reported wheezing essentially confirms obstruction (likelihood ratio 156) 3, 2
- Absence of all three factors practically rules out obstruction (likelihood ratio 0.02) 2
When Spirometry is Indicated as Diagnostic (Not Screening)
Spirometry is appropriate for patients presenting with 1:
- Chronic cough or increased sputum production
- Wheezing or dyspnea
- Progressive dyspnea that worsens with exercise 3
- Tobacco exposure or occupational/environmental pollutants 1
Treatment Decisions Based on Spirometry Results
Symptomatic Patients
- Mild obstruction (FEV1 ≥80%): Short-acting bronchodilator as needed 3
- Moderate obstruction (FEV1 50-80%): Consider regular inhaled bronchodilators 3
- Evidence primarily supports inhaled bronchodilator treatment in patients with FEV1 <60% predicted 3
Asymptomatic Patients
- Do not treat asymptomatic patients with mild fixed obstruction pharmacologically, as there is no evidence supporting this approach and it exposes patients to unnecessary medication risks 3
- Focus on smoking cessation as the single most effective intervention to slow disease progression 3
Monitoring Strategy
What NOT to Do
- Avoid routine periodic spirometry after treatment initiation, as there is no evidence it improves outcomes or guides therapy modification 3, 2
- Do not use spirometry to "motivate" smoking cessation—this strategy is ineffective 3
- Frequent repeat spirometry adds cost without clinical benefit in stable patients 3
Appropriate Monitoring
- Base treatment adjustments on symptom burden, exacerbation frequency, and functional status rather than spirometry numbers 3
- Annual spirometry is reasonable for longitudinal tracking but should not drive treatment changes 3
Critical Pitfalls to Avoid
- Never diagnose COPD on pre-bronchodilator values alone—this leads to substantial overdiagnosis 1
- Spirometry should not be used to screen asymptomatic adults, even those with risk factors, as screening has no net benefit (number needed to screen: 400-2500 to defer one exacerbation) 1
- Complete normalization of spirometry after bronchodilator in suspected COPD is unusual and suggests reconsidering the diagnosis 2
- Always interpret spirometry in clinical context—never rely on numbers alone 2, 4
- Consider ethnic differences when selecting reference values (e.g., apply 0.88 correction factor for Asian Americans) 2