Diagnosis of Obstructive Sleep Apnea
The diagnosis of obstructive sleep apnea (OSA) is established by polysomnography demonstrating an Apnea-Hypopnea Index (AHI) ≥5 events per hour with accompanying symptoms (snoring, witnessed apneas, daytime sleepiness, gasping), or an AHI ≥15 events per hour regardless of symptoms. 1
Diagnostic Criteria
Primary diagnostic thresholds are:
The AHI calculation divides total apneas plus hypopneas by total sleep time in hours. 1
Hypopnea Scoring Requirements
A hypopnea event must meet ALL three criteria: 1
- Peak airflow drops ≥30% from baseline
- Duration of the ≥30% drop is ≥10 seconds
- Either ≥3% oxygen desaturation from baseline OR an EEG-documented arousal occurs
Critical caveat: The Centers for Medicare and Medicaid Services uses a ≥4% desaturation threshold, which underdiagnoses OSA in symptomatic patients. The American Academy of Sleep Medicine strongly recommends the 3% desaturation or arousal-based criteria. 1
Alternative Diagnostic Index
The Respiratory Disturbance Index (RDI) provides more comprehensive assessment by including respiratory effort-related arousals (RERAs): 1
- RDI = (# apneas + # hypopneas + # RERAs) × 60 / total sleep time in minutes
- RDI ≥5 events/hour is diagnostic for OSA 1
Required Diagnostic Testing
Polysomnography (PSG) is the gold standard and must include: 1, 3
- EEG for sleep staging and arousal detection
- EOG (electrooculography)
- Chin EMG
- Airflow measurement
- Oxygen saturation monitoring
- Respiratory effort monitoring
- ECG 1
Home sleep apnea testing (Type III) may be used ONLY when: 1
- High pretest probability of moderate-to-severe OSA exists
- Manually scored respiratory event index ≥15 events/hour establishes diagnosis
- Negative HSAT requires confirmatory in-laboratory PSG due to inability to detect arousal-based events 1
Clinical Assessment Priorities
Obtain detailed history focusing on: 1, 4
- Snoring characteristics and witnessed apneas
- Gasping or choking at night
- Daytime sleepiness (though 78% of confirmed OSA patients deny snoring and sleepiness) 1
- Nocturia and unrefreshing sleep 1, 4
- Sleep quality complaints and frequent awakenings 4
Physical examination must document: 4
- Neck circumference (≥17 inches in men, ≥16 inches in women indicates increased risk) 1, 4
- Modified Mallampati score 4
- Tonsillar hypertrophy and soft palate redundancy 4
Critical Diagnostic Pitfalls
Do not rely on symptoms alone - clinical symptoms cannot predict disease severity or exclude diagnosis, and patients with severe OSA (AHI ≥30) often report normal sleepiness scores. 1 Objective sleep testing is mandatory. 1, 3
Do not use oximetry alone - pulse oximetry is insufficient to assess for sleep-disordered breathing and cannot screen adequately for OSA. 2, 5
Do not continue empiric therapy without objective confirmation - this delays identification of alternative treatable causes and may worsen outcomes. 3
Differential Diagnosis Considerations
When OSA is suspected but testing is negative or symptoms persist despite treatment, evaluate for: 3
- Central sleep apnea or treatment-emergent central sleep apnea 3
- Narcolepsy (requires PSG followed by multiple sleep latency testing) 3
- Idiopathic hypersomnia 3
- Restless legs syndrome and periodic limb movement disorder 3
- Sleep deprivation, hypothyroidism, depression, sedating medications 4, 3
- Central hypoventilation syndromes in patients with cardiopulmonary disease, neuromuscular conditions, chronic opioid use, or stroke 3