Psychiatric Evaluation Following Neglect Allegations in a Skilled Nursing Facility
Your primary responsibility is to conduct a thorough psychiatric assessment while simultaneously documenting any evidence of neglect and ensuring immediate patient safety, followed by mandatory reporting to Adult Protective Services and facility administration. 1
Immediate Safety Assessment and Documentation
Conduct a comprehensive evaluation that addresses both psychiatric needs and evidence of potential neglect:
- Assess for acute medical complications of neglect including dehydration, malnutrition (check body mass index and consider serum albumin), pressure ulcers, untreated infections, and medication mismanagement 1
- Document the patient's current physical condition with specific attention to personal hygiene, cleanliness of living space, adequacy of clothing, and presence of any injuries inconsistent with reported history 2
- Evaluate cognitive status formally using standardized tools to determine the patient's capacity to report their own care needs and identify any delirium or dementia that may have contributed to vulnerability 3
- Screen for depression and anxiety as these commonly co-occur with neglect situations and may represent both cause and consequence of inadequate care 1
Specific Neglect Indicators to Document
Look for concrete evidence that basic needs remain unmet:
- Physical neglect signs: Poor hygiene, inappropriate clothing for weather, untreated medical conditions, missed medications, dehydration, malnutrition, or pressure ulcers 2, 4
- Medication-related neglect: Review medication reconciliation to identify missed doses, inappropriate medications (particularly benzodiazepines, neuroleptics, phenobarbital, or phenytoin which impair recovery), or lack of necessary medications 1, 3
- Environmental neglect: Observe room conditions for cleanliness, safety hazards, accessibility of call buttons and personal belongings, and adequacy of assistive devices 1, 4
- Social isolation indicators: Lack of family visits, absence of social supports, or reports from patient about unmet requests for assistance 4
Interview Strategy
Conduct separate interviews with the patient and caregivers to identify discrepancies:
- Interview the patient privately asking non-prejudiced, direct questions about their living arrangements, who provides care, frequency of assistance received, unmet care needs, and any concerns about their safety 1
- Ask specifically about wanted but undelivered help: "Are you getting the help you need?" and "Is your caregiver reliable and available when you need them?" as these questions identify neglect risk 4
- Observe caregiver-patient interactions for signs of tension, fear, or inappropriate dynamics 2
- Document any discrepancies between patient reports and caregiver accounts, or between reported care and observed patient condition 2
Psychiatric Assessment Components
Complete your standard psychiatric evaluation while remaining alert to trauma-informed care principles:
- Screen for depression using validated tools, as mood disorders are common in neglected elderly patients and may worsen functional outcomes 1
- Assess for delirium which may indicate acute medical complications of neglect and requires immediate intervention 1
- Evaluate decision-making capacity to determine if the patient can participate in safety planning and consent to interventions 1
- Screen for trauma symptoms including hypervigilance, avoidance, or re-experiencing related to the neglect situation 1
Mandatory Reporting and Safety Planning
You are legally obligated to report suspected neglect regardless of certainty:
- Report immediately to Adult Protective Services in your state, as healthcare professionals are mandated reporters and failure to report carries legal consequences 1
- Notify facility administration and risk management to trigger internal investigation and quality assurance review 1
- Document your findings objectively in the medical record with specific observations rather than conclusions, as this documentation may be used in legal proceedings 2, 5
- Do not confront suspected perpetrators as this may compromise the investigation or place the patient at increased risk 2
Medication Review and Optimization
Avoid medications that impair recovery and cognitive function:
- Discontinue or avoid benzodiazepines, neuroleptics, phenobarbital, and phenytoin as these impair stroke recovery and cognitive function in elderly patients 1, 3
- Avoid centrally acting alpha-2 agonists (clonidine) and alpha-1 antagonists (prazosin) for blood pressure management as they impair neurological recovery 1, 3
- If antidepressants are indicated, prefer SSRIs due to favorable side effect profiles in elderly patients 1
Follow-Up and Coordination
Ensure continuity of care and ongoing monitoring:
- Coordinate with social work to arrange for increased supervision, potential facility transfer, or alternative living arrangements if the patient cannot safely remain in current placement 1
- Arrange for repeat assessment within 72 hours to ensure safety interventions are effective and patient condition is stabilizing 1
- Document all communications with protective services, facility staff, and family members as part of the permanent medical record 1, 5
Critical Pitfalls to Avoid
- Do not delay reporting while gathering more evidence—suspicion alone triggers mandatory reporting requirements 1, 6
- Do not assume family or facility staff will self-report—only 12 of 82 adverse events were identified through internal quality assurance in one study 5
- Do not dismiss patient complaints as psychiatric symptoms without investigating their basis in reality 2, 4
- Do not prescribe sedating medications to manage behavioral symptoms without first addressing underlying neglect and medical issues 1, 3