What are the differences between an S3 and an S4 heart sound, and how do they affect diagnosis and management?

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S3 versus S4 Heart Sounds: Clinical Differentiation and Management

Fundamental Acoustic and Timing Differences

S3 is a mid-diastolic sound occurring during rapid ventricular filling, while S4 is a late-diastolic sound occurring during atrial contraction. 1

S3 Characteristics

  • Occurs during the rapid filling phase of ventricular diastole, associated with elevated left ventricular filling pressures and volume overload 1
  • Always occurs close to peak early filling velocity (E) during early flow deceleration 2
  • Timing: After S2, during early diastole 3
  • When heard over the mitral area, indicates left ventricular dysfunction; over the tricuspid area, suggests right ventricular dysfunction 4

S4 Characteristics

  • Occurs during atrial contraction in late diastole, immediately before S1 1
  • Most frequently found in patients with coronary heart disease and is a constant finding in hypertension 3
  • Commonly associated with left ventricular hypertrophy 1
  • Rather common in obstructive hypertrophic cardiomyopathy and valvular aortic stenosis 1

Bedside Differentiation Technique

  • Use the "inching" technique: keep S2 in mind as reference and move the stethoscope from aortic area to apex 3
  • If the extra sound occurs after S2, it is an S3 (ventricular gallop) 3
  • S4 is eliminated with pressure on the stethoscope, but pressure does not eliminate ejection sounds or split S1 3
  • A faint gallop may be detected more easily by listening over the xiphoid or epigastric area in patients with emphysematous chest 3

Clinical Significance and Prognostic Implications

S3: High-Risk Indicator

The presence of S3 is a reliable and highly specific indicator of cardiac decompensation that substantially increases perioperative risk. 1

  • S3 is an independent predictor of perioperative complications when combined with history of heart failure, pulmonary edema, bilateral rales, or pulmonary vascular redistribution 1
  • Phonocardiographic S3 has 92% specificity for elevated LVEDP, 87% specificity for reduced LVEF, and 92% specificity for elevated BNP 5
  • However, sensitivity is limited: only 41% for elevated LVEDP, 52% for reduced LVEF, and 32% for elevated BNP 5
  • In perimyocarditis, a new S3 indicates myocardial involvement 1

S4: Lower-Risk Marker

S4 does not independently predict heart failure and does not denote cardiac decompensation like S3. 1, 3

  • Phonocardiographic S4 has moderate specificity: 80% for elevated LVEDP, 72% for reduced LVEF, and 78% for elevated BNP 5
  • Sensitivity is also limited: 46% for elevated LVEDP, 43% for reduced LVEF, and 40% for elevated BNP 5
  • S4 appears to be inferior to S3 as a marker of left ventricular dysfunction 5

Important Caveat: Physiologic S3

  • Young healthy individuals with hyperdynamic circulation can have S3 due to rapid early filling velocity without underlying cardiac disease 1
  • In pregnant women, S3 is present in most cases as a normal physiologic finding due to increased circulating blood volume and cardiac output 1
  • Both physiologic and pathologic S3 are related to abnormally rapid deceleration of early diastolic left ventricular inflow 2

Diagnostic Workup Algorithm

When S3 is Detected

Step 1: Determine if physiologic or pathologic

  • Assess patient age, pregnancy status, and presence of hyperdynamic circulation 1
  • Look for other signs of heart failure: jugular venous pressure elevation, pulmonary rales, peripheral edema, hepatomegaly 1

Step 2: Perform echocardiography

  • Echocardiography is the first-line diagnostic test recommended by the American College of Cardiology 4
  • Assess left ventricular systolic function and ejection fraction 1
  • Measure E/E' ratio to evaluate LV filling pressures 1
  • Assess for left ventricular hypertrophy 1

Step 3: Initiate treatment if pathologic

  • Treat underlying heart failure with standard therapy including diuretics, ACE inhibitors/ARBs, beta-blockers, and aldosterone antagonists 1
  • Patients with S3 require careful perioperative fluid management and hemodynamic monitoring 1

When S4 is Detected

Step 1: Assess for underlying conditions

  • Evaluate for coronary heart disease, hypertension, aortic stenosis, or hypertrophic cardiomyopathy 1, 3

Step 2: Perform echocardiography

  • Assess for left ventricular hypertrophy and diastolic function 1
  • Evaluate for structural abnormalities 1

Step 3: Optimize blood pressure control

  • Improved blood pressure management may lead to resolution of S4 1
  • Address underlying condition to prevent progression to heart failure 1

Common Pitfalls to Avoid

  • Do not confuse S4 with split first sound or ejection sound: use stethoscope pressure to differentiate 3
  • Both S3 and S4 may be present simultaneously in cardiac decompensation associated with coronary heart disease, hypertensive heart disease, and dilated cardiomyopathy 3
  • When S3 and S4 occur in close proximity, a short rumbling murmur may be heard, causing confusion with valvular or congenital lesions 3
  • When both sounds occur exactly simultaneously, a summation gallop results, which can be misinterpreted as a valvular or congenital lesion 3
  • Neither phonocardiographic S3 nor S4 is a sensitive marker of left ventricular dysfunction, so absence does not rule out cardiac pathology 5

References

Guideline

Heart Sound Management Guideline

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2026

Research

Mechanism of physiologic and pathologic S3 gallop sounds.

Journal of the American Society of Echocardiography : official publication of the American Society of Echocardiography, 1992

Research

Cardiac pearls.

Disease-a-month : DM, 1994

Guideline

S3 and S4 Heart Sounds in Cardiac Pathology

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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