What is the interpretation of a Forced Vital Capacity (FVC) of 41%, Forced Expiratory Volume in one second (FEV1) to Forced Vital Capacity (FVC) ratio of 86%, and Forced Expiratory Volume (FEV) of 47%?

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From the Guidelines

The pulmonary function test results indicate a restrictive pattern, with a severely reduced FVC at 41% of predicted and an elevated FEV1/FVC ratio at 86%, suggesting a restrictive lung disorder rather than obstructive disease. The FVC is severely reduced, while the FEV1 is also severely reduced at 47% of predicted. This pattern is commonly seen in conditions such as pulmonary fibrosis, chest wall disorders, neuromuscular diseases, pleural diseases, or severe obesity 1. According to the European Respiratory Journal, a reduced VC does not prove a restrictive pulmonary defect, but it may be suggestive of lung restriction when FEV1/VC is normal or increased 1.

Key Findings

  • FVC: 41% of predicted
  • FEV1: 47% of predicted
  • FEV1/FVC ratio: 86%
  • The FEV1/FVC ratio is elevated, indicating a restrictive pattern rather than an obstructive one 1
  • The American Thoracic Society recommends that only FVC, FEV1, and FEV1/FVC need to be routinely reported for spirometry, and that measurement of slow VC and calculation of FEV1/VC are a useful adjunct in patients with suspected airflow obstruction 1

Clinical Implications

  • Further evaluation is recommended, including complete pulmonary function tests with lung volumes and diffusion capacity, chest imaging, and clinical correlation to determine the specific cause of the restriction
  • Treatment would depend on the underlying cause but might include anti-inflammatory medications, antifibrotics for certain interstitial lung diseases, or addressing any reversible factors contributing to the restriction
  • The use of a uniform format for the presentation of PFT results, as recommended by the American Thoracic Society, can help reduce potential miscommunication or misunderstanding 1

From the Research

Interpretation of FVC, FEV1/FVC, and FEV1 Values

  • FVC (Forced Vital Capacity) of 41: This value is lower than the normal range, indicating a potential restrictive pattern [(2,3)].
  • FEV1/FVC (Forced Expiratory Volume in 1 second/Forced Vital Capacity) ratio of 86: This value is higher than the normal range, indicating a potential restrictive pattern rather than an obstructive pattern [(2,3)].
  • FEV1 (Forced Expiratory Volume in 1 second) of 47: This value is lower than the normal range, which could be indicative of either a restrictive or obstructive pattern [(3,4)].

Determining the Presence of a Restrictive Pattern

  • A study published in 2010 2 found that in patients with a low FVC and a normal or elevated FEV1/FVC ratio, the restrictive pattern can be identified with confidence using an algorithm that takes into account the clinical diagnosis and certain spirometry measurements.
  • Another study published in 2014 3 states that a restrictive pattern is indicated by an FVC below the fifth percentile based on NHANES III data in adults, or less than 80% in patients five to 18 years of age.

Considerations for Airflow Limitation

  • A 2019 study 4 found that using the slow vital capacity (SVC) instead of FVC in the FEV1/VC ratio can enhance the yield of spirometry in detecting mild airflow obstruction in younger and obese subjects.
  • However, the same study 4 notes that the FEV1/SVC ratio should be used with caution in elderly subjects with preserved FEV1/FVC, as a low value may represent a false-positive finding for airflow limitation.

Reference Values for Lung Function

  • A 1999 study 5 compared lung-function reference values and found that the European Respiratory Society (ERS) values for FVC, FEV1, and FEV1%FVC should be verified, and the formulas of Brändli et al. are recommended.

References

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Research

Predicting reduced TLC in patients with low FVC and a normal or elevated FEV1/FVC ratio.

Jornal brasileiro de pneumologia : publicacao oficial da Sociedade Brasileira de Pneumologia e Tisilogia, 2010

Research

Comparison of lung-function reference values.

International archives of occupational and environmental health, 1999

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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