Current United States Criteria for Lung Transplantation
Lung transplantation should be considered for patients with progressive respiratory failure despite optimal medical management who meet established criteria, with specific disease-based indications determining appropriate timing for referral and listing. 1
General Criteria for Referral and Listing
Referral Criteria
Patients should be referred for lung transplant evaluation when they have:
- Progressive respiratory disease despite optimal medical management
- Limited life expectancy without transplantation
- No significant contraindications to transplantation
- Age typically under 60 years (though this varies by center) 1
Absolute Contraindications
- Unstable or inadequate psychosocial profile/stability
- Significant extrapulmonary disorders that may negatively influence survival:
- Severe liver dysfunction
- Renal dysfunction
- Cardiac dysfunction 1
Disease-Specific Criteria
For COPD Patients
Referral Criteria:
- Progressive disease despite optimal medical management
- Not a candidate for endoscopic or surgical lung volume reduction
- BODE index of 5-6
- PCO2 > 50 mm Hg (6.6 kPa) and/or PaO2 < 60 mm Hg (8 kPa)
- FEV1 < 25% predicted 1
Listing Criteria (any one of the following):
- BODE index > 7
- FEV1 < 15-20% predicted
- Three or more severe exacerbations during the preceding year
- One severe exacerbation with acute hypercapnic respiratory failure
- Moderate to severe pulmonary hypertension 1
For Pulmonary Fibrosis Patients
- Severe functional impairment
- Oxygen dependency
- Deteriorating clinical course despite optimal medical management 1
For Pulmonary Hypertension Patients
- Advanced functional class with adverse pulmonary hemodynamics despite aggressive treatment
- Progressive right ventricular failure 1
- FEV1 < 20% predicted plus either DLCO < 20% or homogenous emphysema on imaging
- Evidence of secondary pulmonary hypertension despite adequate oxygenation
- History of hospitalization with acute hypercapnic respiratory failure with PaCO2 > 50 mm Hg 1
Transplant Type Considerations
- Single lung transplantation: Currently the preferred surgical operation for many conditions including COPD 1
- Bilateral lung transplantation: Better long-term outcomes, especially for patients younger than 60 years 1
- Heart-lung transplantation: Reserved for selected patients with complex congenital heart disease or Eisenmenger syndrome 1
Important Clinical Considerations
Timing of Referral
Early referral is critical due to:
- Limited donor availability
- Waiting times that may exceed 2 years
- Risk of death while awaiting transplantation 1
Post-Transplant Outcomes
- 5-year survival after transplantation approximates 50-60% 1
- Early mortality causes: graft failure, infection, heart failure
- Late mortality causes: bronchiolitis obliterans, infection, malignancy 1
Bridging Strategies
For rapidly deteriorating patients, bridging strategies may include:
- Atrial septostomy (in selected pulmonary hypertension patients)
- Extracorporeal membrane oxygenation (ECMO)
- Ventricular assist devices 1
Common Pitfalls to Avoid
- Delayed referral: Patients often present late in their disease course, limiting transplant options
- Overlooking comorbidities: Thorough evaluation of extrapulmonary disorders is essential
- Failure to optimize medical therapy: Patients should receive optimal medical management before transplantation
- Geographic limitations: Consider the limited availability of pediatric lung transplantation programs when planning care 1
Lung transplantation represents a significant intervention that can improve survival and quality of life in carefully selected patients with end-stage lung disease, but requires thorough evaluation, early referral, and consideration of both disease-specific factors and general contraindications.