What is the definition of apnea in neonates?

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Definition of Apnea in Neonates

In neonates, apnea is defined as a cessation of breathing for at least 20 seconds, or a shorter respiratory pause of at least 10 seconds if associated with bradycardia (<100 beats per minute) or oxygen desaturation (<80%).

Types of Apnea in Neonates

Apnea in neonates can be classified into three main types:

  1. Central apnea: Complete cessation of airflow with absence of respiratory effort
  2. Obstructive apnea: Absence of airflow despite continued respiratory effort
  3. Mixed apnea: Combination of central and obstructive components

Diagnostic Criteria

The American Academy of Sleep Medicine provides specific criteria for scoring respiratory events in neonates 1:

  • Apnea Rule for Pediatric Patients:

    • Drop in peak signal excursion by ≥90% of pre-event baseline using appropriate sensors
    • Duration of the ≥90% drop must last at least the minimum duration as specified by obstructive, mixed, or central apnea duration criteria
    • For neonates, the minimum duration is two respiratory cycles (rather than the 10 seconds used in adults)
  • Hypopnea Rule for Pediatric Patients:

    • Peak signal excursions drop by ≥30% of pre-events baseline
    • Duration of the ≥30% drop lasts for at least 2 breaths
    • Associated with ≥3% oxygen desaturation or arousal

Clinical Significance and Differentiation from BRUE

It's important to distinguish pathological apnea from Brief Resolved Unexplained Events (BRUE), which replaced the older term "Apparent Life-Threatening Event" (ALTE) 1. BRUE is defined as:

  • A sudden, brief (<1 minute, typically <20-30 seconds), and resolved episode
  • Including one or more of: cyanosis/pallor, absent/decreased/irregular breathing, marked change in tone, or altered responsiveness
  • With no explanation after appropriate history and physical examination
  • Occurring in infants <1 year of age

Prevalence and Risk Factors

Apnea of prematurity (AOP) is particularly common:

  • Present in >50% of premature infants
  • Almost universal in infants <1000g at birth 2
  • Frequency decreases with increasing gestational age and postmenstrual age 3

Clinical Implications

Apnea events in neonates can have significant clinical implications:

  • May be associated with acute conditions like late-onset sepsis and necrotizing enterocolitis 3
  • Can lead to complications including failure to thrive, developmental delay, and cardiovascular morbidity if untreated 4
  • May require monitoring and treatment before discharge, as many preterm infants continue to experience short apnea events with bradycardia and desaturation in the week prior to discharge 3

Monitoring Considerations

When monitoring for apnea in neonates:

  • Pulse oximetry and abdominal pressure transduction are mainstay monitoring techniques 5
  • Laboratory-based polysomnography is the gold standard for diagnosis of obstructive sleep apnea in neonates 4
  • Automated detection algorithms can help identify apnea events in continuous monitoring data 3

Common Pitfalls

  1. Inconsistent definitions: Current definitions of neonatal apnea appear arbitrary and vary between studies 6
  2. Over-reliance on duration: Apnea is likely better defined by associated consequences (bradycardia, desaturation) than by pause duration alone 6
  3. Monitor settings: Most infant breathing monitors are set to alert after a respiratory pause >20 seconds, which represents 17 missed breaths in a preterm infant 6
  4. Misclassification: Infants referred for apnea monitoring often have infrequent prolonged apnea but more frequent desaturation and bradycardia in response to shorter respiratory pauses 7

Understanding these specific criteria for defining and diagnosing apnea in neonates is crucial for appropriate clinical management and research in this vulnerable population.

References

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Guideline

Obstructive Sleep Apnea in Neonates

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Research

Neonatal apnoea.

Best practice & research. Clinical anaesthesiology, 2010

Research

Current definitions for neonatal apnoea: are they evidence based?

Journal of paediatrics and child health, 2013

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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