What are the indications, contraindications, and methods of tracheostomy, including types and potential complications?

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Tracheostomy: Types, Methods, Indications, and Contraindications

Tracheostomy should be performed for patients requiring prolonged mechanical ventilation (>10-14 days), those with actual or anticipated airway obstruction, patients unable to clear respiratory secretions, and those with chronic respiratory failure requiring ventilatory support. 1

Indications for Tracheostomy

Primary Indications

  • Prolonged mechanical ventilation, particularly when ventilation is expected to exceed 10-14 days 1
  • Actual or anticipated upper airway obstruction, including upper airway tumors, bilateral vocal cord paralysis, subglottic stenosis, and congenital airway malformations 1, 2
  • Secretion management in patients with inadequate laryngeal reflexes or requiring invasive pulmonary hygiene 1
  • Chronic respiratory failure, particularly in patients with neurological disorders 1

Pediatric-Specific Indications

  • Long-term ventilatory support in children 2
  • Management of bronchopulmonary secretions 2
  • Fixed upper airway obstruction (subglottic stenosis, bilateral vocal cord paralysis) 2
  • Congenital airway malformations and associated syndromes 2
  • Respiratory papillomatosis and craniofacial syndromes 2

Timing Considerations

  • Tracheostomy should be delayed until at least day 10 of mechanical ventilation 1
  • Should only be considered when patients are showing signs of clinical improvement 1
  • For COVID-19 patients, tracheostomy should be considered 10-14 days after ICU admission when showing signs of recovery 1

Types of Tracheostomy

Based on Duration

  • Temporary tracheostomy: Used for reversible conditions 2
  • Permanent tracheostomy: Used for irreversible conditions, particularly in children with neurological impairment 2

Based on Technique

  1. Open Surgical Tracheostomy (OST)

    • Involves identifying the cricothyroid membrane 3
    • Making an incision through skin and platysma 3
    • Advancing the endotracheal tube distal to the operative site before opening the trachea 3
    • Hyperinflating the endotracheal tube cuff 3
    • Pausing ventilation at key moments 3
  2. Percutaneous Dilational Tracheostomy (PDT)

    • Less invasive alternative to surgical tracheostomy 4
    • Often performed with bronchoscopic guidance for increased safety 3
    • Associated with decreased risk of stomal inflammation, infection, and bleeding 5
    • Can be performed at bedside, reducing healthcare resource utilization 5

Contraindications and Cautions

Absolute Contraindications

  • Patients who are unstable requiring high levels of ventilatory and oxygen support 1
  • Patients requiring continued prone positioning 1

Relative Contraindications

  • Coagulopathy and thrombocytopenia (higher risk for bleeding complications) 4
  • Morbid obesity (anatomical challenges) 4
  • Active local infection at the proposed tracheostomy site 3

Surgical Technique

Open Surgical Tracheostomy

  1. Position patient with neck slightly extended using a shoulder roll 6
  2. In pediatric cases, use a vertical tracheotomy rather than a cartilage window to avoid stenosis 2
  3. Place stay sutures on either side of the planned incision 6
  4. Identify the cricothyroid membrane and make an incision through skin and platysma 3
  5. Advance the endotracheal tube distal to the operative site before opening the trachea 3
  6. Create a tracheal window or flap 2
  7. Insert appropriate tracheostomy tube 2

Percutaneous Dilational Tracheostomy

  1. Consider ultrasound to identify vasculature before the procedure 3
  2. Use bronchoscopy guidance to improve safety 3, 5
  3. Perform with minimal personnel with highest level of experience 3
  4. Ideally performed in a negative pressure room, particularly for infectious patients 3

Complications

Immediate Complications

  • Hemorrhage and loss of airway 2
  • Pneumothorax 2
  • False passage creation 4

Short-term Complications

  • Blockage or displacement of tracheostomy tube 2
  • Infection at the stoma site 2
  • Subcutaneous emphysema 4

Long-term Complications

  • Tracheomalacia 2
  • Tracheal stenosis 2
  • Problems related to the stoma itself 2
  • Tracheocutaneous fistula after decannulation 2

Tracheostomy Tube Selection

  • Selection of proper diameter, length, and curvature is crucial to minimize complications 2
  • Complications from improper sizing include suprastomal collapse, distal tracheal wall granuloma, and dysphagia from esophageal compression 2
  • A tracheostomy tube one size smaller than usual should be available for emergency use 2

Emergency Management

  • Bedhead signs should communicate essential airway details 2
  • Essential airway equipment must be immediately available and accompany the patient 2
  • Healthcare professionals caring for tracheostomy patients should receive regular training in routine and emergency management 2
  • Blood in tracheal secretions may precede catastrophic hemorrhage and should trigger immediate evaluation 2

Decannulation Considerations

  • Two fundamental criteria for decannulation: original need for tracheostomy no longer present and patient able to maintain safe and adequate airway 2
  • Traditional technique involves sequential downsizing of the tube, often with partial or complete plugging over several days 2
  • Most decannulation failures occur within 12-36 hours 2
  • In most patients, the stoma closes spontaneously within hours or days; formal closure may be necessary if persistent 2

Special Considerations for COVID-19

  • Tracheostomy should only be considered when the patient shows signs of recovery from COVID-19-associated pneumonitis 1
  • Procedure should be performed with appropriate infection control measures to protect healthcare staff 1, 3
  • Negative pressure room with enhanced PPE is recommended 3

References

Guideline

Indications for Tracheostomy

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Guideline

Surgical Technique for Tracheostomy

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Guideline

Tracheal Resection and Anastomosis Guidelines

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2025

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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