What is the etiology of the third heart sound (S3)?

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Last updated: February 11, 2025View editorial policy

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From the Guidelines

The third heart sound (S3) is primarily associated with heart failure (HF).

Etiology of S3

  • The presence of an S3 is a significant predictor of increased risk during noncardiac surgery, particularly in patients with a history of heart failure 1.
  • Heart failure is often caused by underlying conditions such as hypertensive heart disease or coronary artery disease (CAD), which can lead to the development of an S3 1.
  • A careful history and physical examination are essential in detecting unsuspected heart failure and identifying the underlying cause of the S3 1.
  • Systemic hypertension is a major risk factor for the development of heart failure, increasing its development by two- to four-fold 1.
  • The S3 can also be associated with other conditions such as valvular disease or congenital heart disease, which can be identified through a thorough physical examination and history taking 1.

From the Research

Etiology of the Third Heart Sound (S3)

The etiology of the third heart sound (S3) is a complex phenomenon that has been studied extensively. The main factors contributing to the S3 include:

  • Abrupt deceleration of left ventricular (LV) inflow during early diastole 2
  • Increased LV filling pressures 2, 3
  • Decreased LV compliance 2, 4
  • Sudden intrinsic limitation of longitudinal expansion of the left ventricular wall during early diastolic filling 5
  • Ventricular inflow velocity exceeding the local wave velocity, resulting in a shock wave 6

Key Findings

Some key findings from the studies include:

  • The ratio of early mitral inflow velocity to diastolic velocity of the mitral annulus (E/E') is independently associated with the S3 confidence score 2
  • The spectral energy of S3 is distributed in the lower frequency bands, with 50% of the energy in the 0-15 Hz band 4
  • The energy distribution of S3 tends towards the higher frequencies with increase in age 4
  • The S3 occurs earlier in the cardiac cycle with increase in age of the subject 4
  • Phonocardiography and echocardiography can successfully confirm early-diastolic rapid distension of the left ventricle along with rapid ventricular filling and abrupt deceleration of the atrioventricular blood flow as the precise etiology of the S3 3

References

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

Research

Physiology of the third heart sound: novel insights from tissue Doppler imaging.

Journal of the American Society of Echocardiography : official publication of the American Society of Echocardiography, 2008

Research

Ultimate Third Heart Sound.

Internal medicine (Tokyo, Japan), 2019

Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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