What is the TOPCAT Clinical Trial?
TOPCAT (Treatment of Preserved Cardiac Function Heart Failure With an Aldosterone Antagonist Trial) was a randomized, double-blind, placebo-controlled trial that investigated whether spironolactone could reduce cardiovascular death, aborted cardiac arrest, and heart failure hospitalizations in patients with heart failure and preserved ejection fraction (HFpEF). 1
Trial Design and Patient Population
TOPCAT enrolled up to 3,515 patients with symptomatic HFpEF, defined as:
- Age ≥50 years 2
- Left ventricular ejection fraction ≥45% 1, 2
- Symptomatic heart failure 2
- Either a hospitalization for HF within the prior year OR elevated natriuretic peptide levels (BNP ≥100 pg/mL or NT-proBNP ≥360 pg/mL) within 60 days before randomization 2
Key exclusion criteria included:
- Serum potassium >5.0 mEq/L 1
- Serum creatinine >2.5 mg/dL or eGFR <30 mL/min 1
- Uncontrolled hypertension 2
- Known infiltrative or hypertrophic cardiomyopathy 2
Patients were randomized 1:1 to receive spironolactone (target dose 30 mg daily) or matching placebo. 2
Primary Results and Limitations
The trial showed a small, statistically non-significant reduction in the primary composite endpoint (HR=0.89), though heart failure hospitalization alone was significantly reduced (HR=0.83). 1 Known side effects of hyperkalemia and rising creatinine occurred more commonly in the spironolactone group. 1
Critical Regional Variation Problem
The most significant limitation of TOPCAT was marked regional variation in outcomes, with rates of the primary endpoint being 4-fold lower in Russia/Georgia compared to North and South America (the Americas). 1 This prompted post-hoc analyses that revealed:
- In the Americas cohort: spironolactone showed efficacy (HR=0.83) 1
- In Russia/Georgia cohort: no benefit was observed (HR=1.10) 1
- Critically, samples from the Russia/Georgia population in the active treatment arm had nondetectable levels of spironolactone metabolites, suggesting medication non-adherence or other trial conduct issues 1
Clinical Implications and Current Guideline Recommendations
Based on TOPCAT results, the ACC/AHA/HFSA guidelines assign spironolactone a Class IIb recommendation (Level B-R evidence) for HFpEF, meaning it "might be considered" to decrease hospitalizations, but is not strongly recommended. 1, 3 This weak recommendation reflects:
- No mortality benefit demonstrated 3
- Only modest reduction in hospitalizations 1
- Significant safety concerns regarding hyperkalemia and renal dysfunction 1
- Uncertainty due to regional variation and trial conduct issues 1
Patient Selection Based on TOPCAT
If spironolactone is considered for HFpEF, the ACC/AHA recommends strict patient selection criteria mirroring TOPCAT inclusion/exclusion criteria:
- EF ≥45% 1, 3
- Elevated BNP levels or HF hospitalization within 1 year 1, 3
- eGFR >30 mL/min 1, 3
- Creatinine <2.5 mg/dL in men or <2.0 mg/dL in women 1
- Potassium <5.0 mEq/L 1, 3
Post-hoc analyses suggest greatest benefit in patients with elevated BNP levels and those at the lower end of the HFpEF ejection fraction spectrum (closer to 45% than 65%). 3, 4 Paradoxically, patients with higher natriuretic peptide levels (indicating more severe disease) appeared to derive less benefit from spironolactone. 4
Mechanistic Insights from TOPCAT Substudies
A TOPCAT biorepository substudy demonstrated that spironolactone reduced NT-proBNP and BNP levels over 12 months compared to placebo, suggesting effects on cardiac wall stress or filling pressures. 5 However, no significant changes were observed in markers of myocardial injury (hs-cTnI), inflammation (hs-CRP), or proteinuria. 5
Echocardiographic substudies identified that left ventricular hypertrophy, elevated left ventricular filling pressure (E/E'), and higher pulmonary artery pressure predicted worse outcomes in HFpEF patients, independent of clinical variables. 6
Atrial Fibrillation Findings
TOPCAT found that 43% of HFpEF patients had a history of atrial fibrillation or AF on enrollment ECG, and AF at enrollment was associated with increased cardiovascular risk (HR=1.34). 7 Importantly, spironolactone did not reduce the incidence of new-onset AF, and post-randomization AF (occurring in 6.3% of patients) was associated with markedly increased early risk of adverse outcomes (HR=2.32). 7