Spontaneous Breathing Trial: Criteria and Procedure
Primary SBT Technique Recommendation
For adult patients mechanically ventilated for more than 24 hours, conduct the initial spontaneous breathing trial with inspiratory pressure augmentation of 5-8 cm H₂O rather than T-piece or CPAP alone. 1, 2
This recommendation is based on moderate-quality evidence showing that pressure-augmented SBTs achieve:
- Higher SBT success rates (84.6% vs 76.7% for T-piece) 2
- Higher extubation success rates (75.4% vs 68.9% for T-piece) 2
- Trend toward lower ICU mortality (8.6% vs 11.6% for T-piece) 2
A 2019 randomized trial of 1,153 patients demonstrated that 30 minutes of pressure support ventilation (8 cm H₂O) resulted in 82.3% successful extubation compared to 74.0% with 2-hour T-piece trials, with significantly lower hospital mortality (10.4% vs 14.9%, P=0.02). 3
Pre-SBT Screening Criteria
Before initiating an SBT, perform daily screening to verify the patient meets ALL of the following criteria:
- Intact airway reflexes (adequate cough and gag) 2
- Hemodynamic stability (no vasopressor requirement or minimal/stable doses) 2
- Adequate mental status (able to follow commands or appropriate arousal level) 2
- Resolution or improvement of the underlying cause of respiratory failure 4
- Adequate oxygenation (typically FiO₂ ≤0.4-0.5, PEEP ≤5-8 cm H₂O) 4
SBT Duration Protocol
Standard-risk patients: Conduct SBT for 30 minutes 2, 3
High-risk patients: Extend SBT duration to 60-120 minutes 2
The rationale is that most SBT failures occur within the first 30 minutes, but longer trials provide additional safety margin for patients at elevated risk of extubation failure. 2 The 2019 JAMA trial definitively showed that 30-minute pressure support trials were superior to 2-hour T-piece trials for standard patients. 3
SBT Failure Criteria
Immediately terminate the SBT and resume mechanical ventilation if any of the following occur:
- Respiratory rate >35 breaths/minute for >5 minutes
- Oxygen saturation <90%
- Heart rate >140 beats/minute or sustained increase >20%
- Systolic blood pressure >180 mmHg or <90 mmHg
- Increased anxiety or diaphoresis
- Signs of increased work of breathing (accessory muscle use, paradoxical breathing)
Post-SBT Management for High-Risk Patients
For patients at high risk of extubation failure who successfully pass an SBT, extubate directly to preventive noninvasive ventilation (NIV). 1, 2
This is a strong recommendation with moderate-quality evidence showing superior outcomes for extubation success, ICU length of stay, and both short- and long-term mortality. 1
High-Risk Factors Include:
- COPD or congestive heart failure 1, 2
- Prolonged mechanical ventilation (>14 days) 2
- Hypercapnia during the SBT 1
- Older age with multiple comorbidities 1
- Ineffective cough or impaired bulbar function 2
Cuff Leak Test Protocol
For patients at high risk for post-extubation stridor, perform a cuff leak test before extubation. 1, 2
If the cuff leak test fails but the patient is otherwise ready for extubation, administer systemic steroids at least 4 hours before extubation; a repeated cuff leak test is not required. 1, 2
Adjunctive Strategies to Optimize Liberation
Implement protocolized sedation minimization for all patients ventilated >24 hours, as this shows trends toward shorter mechanical ventilation duration, shorter ICU stays, and lower short-term mortality. 1, 2
Use ventilator liberation protocols to standardize the weaning process and ensure consistent daily screening. 1, 2 A landmark 1996 trial demonstrated that daily screening followed by SBTs reduced median ventilation duration from 6 days to 4.5 days (P=0.003) and complications from 41% to 20% (P=0.001). 4
Target Extubation Failure Rate
Aim for an extubation failure rate of 5-10%. 2
- Rates >10% suggest inadequate assessment of readiness for extubation 2
- Rates <5% may indicate overly conservative practices that unnecessarily prolong mechanical ventilation 2
Common Pitfalls to Avoid
Do not use T-piece or CPAP alone for the initial SBT in patients ventilated >24 hours, as this results in significantly higher SBT failure rates (22% vs 14% with pressure support, P=0.03) without improving patient selection. 5
Do not delay extubation in high-risk patients who pass an SBT without planning for preventive NIV, as this strong recommendation is supported by evidence of mortality benefit. 1
Do not perform excessively long SBTs (>2 hours) in standard-risk patients, as the 2019 JAMA trial showed 30-minute pressure support trials were superior to 2-hour T-piece trials. 3