What is the primary approach used by the Institutional Review Board (IRB) to assess the ethical acceptability of a research study?

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IRB Ethical Framework

The Institutional Review Board (IRB) primarily uses a deontology-based approach to assess the ethical acceptability of research studies, focusing on duty-based obligations to protect human subjects' rights and welfare rather than weighing outcomes or consequences. 1

Primary Ethical Framework: Deontology (Answer: B)

The IRB operates fundamentally through a deontological lens, which emphasizes:

  • Mandatory duties and obligations codified in federal regulations (Revised Common Rule: 45 CFR 46, Food and Drug Administration: 21 CFR Parts 50,56) that researchers must fulfill as part of the IRB's duty-based ethics approach 1
  • Protection of participant welfare takes precedence over research goals, even when studies could advance medical treatment, reflecting the deontological framework where individual rights cannot be sacrificed for collective benefit 1
  • Fundamental rights that must be respected regardless of potential research benefits, including autonomy, privacy, and protection from harm 1

How Deontology Manifests in IRB Review

The duty-based approach is operationalized through specific review criteria:

  • Risk minimization is evaluated as a fundamental duty to protect participants from harm, not as a calculation of acceptable trade-offs 1
  • Informed consent is treated as an inviolable right that must be respected as part of the duty to respect autonomy 1
  • Confidentiality protections are required as part of the duty to protect privacy, mandated by regulations like HIPAA 1
  • Subject selection fairness is assessed as a duty to avoid exploitation, particularly for vulnerable populations 1

Why Not Utilitarianism

While IRBs do consider risks and benefits, this is not a utilitarian calculation:

  • The IRB's primary responsibility is to protect rights and welfare through ethical review, not to maximize overall research benefit 1
  • Vulnerable populations receive additional protections demonstrating that individual rights cannot be sacrificed even if research could benefit society 1
  • Protection standards are applied as absolute duties rather than being weighed against potential societal gains 2, 1

Regulatory Foundation

The deontological framework is embedded in federal law:

  • The Code of Federal Regulations establishes IRBs as the reviewing entity to assure appropriate safeguards exist, creating legally mandated duties 2
  • IRBs utilize duty-based checklists with standard questions covering research design, subject selection, risks and benefits, confidentiality, and informed consent 2
  • These criteria represent obligations that must be met, not factors to be balanced against research value 1

References

Guideline

Protection of Human Subjects in Research

Praxis Medical Insights: Practical Summaries of Clinical Guidelines, 2026

Guideline

Guideline Directed Topic Overview

Dr.Oracle Medical Advisory Board & Editors, 2025

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Professional Medical Disclaimer

This information is intended for healthcare professionals. Any medical decision-making should rely on clinical judgment and independently verified information. The content provided herein does not replace professional discretion and should be considered supplementary to established clinical guidelines. Healthcare providers should verify all information against primary literature and current practice standards before application in patient care. Dr.Oracle assumes no liability for clinical decisions based on this content.

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