IRB Ethical Framework for Pediatric Diabetes Research
The primary approach used by Institutional Review Boards (IRBs) to assess the ethical acceptability of research involving children with diabetes in schools is a deontology-based (duty-based) framework, not utilitarianism, comparatism, or subjectivism. 1
Core Ethical Framework
IRBs operate under a deontological approach that prioritizes mandatory duties and obligations to protect human subjects' rights and welfare, as codified in federal regulations (45 CFR 46 and 21 CFR Parts 50,56). 1 This duty-based framework means that:
- Protection of participant welfare takes precedence over research goals, even if the study could advance diabetes treatment or benefit the broader community 1
- Individual rights cannot be sacrificed for collective benefit, which directly contradicts utilitarian principles that would maximize overall good 1
- The IRB's primary responsibility is protecting rights and welfare through ethical review, not weighing aggregate benefits against harms 1, 2
Why Not Utilitarianism
While utilitarianism focuses on maximizing overall benefit (the "greatest good for the greatest number"), IRBs explicitly reject this approach because:
- Vulnerable populations like children receive additional protections that cannot be overridden by potential societal benefits 1
- Federal regulations establish mandatory duties that must be fulfilled regardless of potential research benefits 1
- The deontological framework treats informed consent and risk minimization as fundamental rights that must be respected, not as variables to be weighed against collective outcomes 1
Key Duty-Based Review Criteria
IRBs evaluate pediatric diabetes research through mandatory duty-based checklists that include:
- Risk minimization as a fundamental duty to protect child participants from harm 1
- Informed consent/assent process as a fundamental right requiring parental permission and child assent when developmentally appropriate 1
- Fair subject selection as a duty to avoid exploitation of vulnerable populations 1
- Confidentiality protections as part of the duty to protect privacy, particularly important in school settings 1
- Assessment of vulnerability specific to children in educational settings, evaluated as a duty-based consideration rather than a benefit calculation 1
Application to School-Based Research
For children with diabetes in schools specifically, the IRB's deontological approach requires:
- Additional safeguards for vulnerable children who may face coercion in school environments where authority figures are present 1
- Evaluation of whether investigators have adequately addressed protection of children's welfare in the school context 1
- Assessment that parental consent and child assent processes respect autonomy as a fundamental duty, not merely as a means to achieve research goals 1
Common Pitfall
A critical mistake is assuming IRBs use utilitarian cost-benefit analysis where research benefits to society could justify increased risks to child participants. The deontological framework explicitly prohibits this trade-off—certain duties to protect children cannot be violated regardless of potential scientific advancement. 1