Perioperative Risk Stratification in Primary Care
The recommended approach for perioperative risk stratification in primary care should include validated risk prediction tools, assessment of functional capacity, and evaluation of surgery-specific risk factors to guide clinical decision-making and optimize patient outcomes. 1
Risk Assessment Framework
Step 1: Evaluate Surgery-Related Risk
- Classify the surgical procedure by risk level (low, intermediate, or high-risk) based on the invasiveness and potential for hemodynamic stress 1
- Emergency procedures carry 2-5 times higher risk than elective surgeries and may limit the ability to perform comprehensive evaluation 1
- Major thoracic, abdominal, and vascular surgeries, especially in patients over 70 years, have higher perioperative cardiac morbidity 1, 2
Step 2: Use Validated Risk Prediction Tools
- The Revised Cardiac Risk Index (RCRI) is a simple, validated tool that assigns 1 point for each of 6 predictors to assess risk of major cardiac complications 1
- American College of Surgeons National Surgical Quality Improvement Program (NSQIP) perioperative MI and cardiac arrest (MICA) risk calculator provides superior predictive discrimination 1
- The universal American College of Surgeons NSQIP surgical risk calculator is a comprehensive 21-component tool 1
- The AUB-HAS2 cardiovascular risk index stratifies patients into low (score 0-1), intermediate (score 2-3), and high risk (score >3) categories based on 6 data elements 1
Step 3: Assess Functional Capacity
- Functional capacity is a critical predictor of perioperative adverse cardiovascular events 1
- Use the Duke Activity Status Index (DASI), a semi-quantitative tool that assesses ability to perform 12 daily activities 1
- Poor functional capacity (inability to achieve 4 METs, equivalent to climbing two flights of stairs) indicates increased risk 1
- In selected cases, exercise stress testing can provide objective assessment of functional capacity 1
Step 4: Evaluate Patient-Specific Risk Factors
- Age-related physiological decline, multi-morbidity, and frailty are independently associated with increased perioperative risk 1
- Key cardiovascular risk factors include unstable coronary syndromes, decompensated heart failure, significant arrhythmias, and severe valvular disease 1
- Additional risk factors include history of heart disease, compensated heart failure, cerebrovascular disease, diabetes mellitus, renal insufficiency 1
- B-type natriuretic peptide level before surgery is an additional risk stratification factor 1
Step 5: Preoperative Optimization
- Screen for modifiable risk factors including smoking, alcohol usage, undiagnosed hypertension, diabetes, anemia, and nutritional status 1
- Recommend smoking cessation at least 4 weeks before surgery to reduce respiratory and wound-healing complications 1
- Advise alcohol abstinence for 4 weeks prior to surgery 1
- Investigate and correct anemia preoperatively 1
- Consider perioperative statin therapy, which may confer benefits through pleiotropic anti-inflammatory effects 1
Special Considerations
Elderly Patients
- Perform multidisciplinary assessment with early involvement of geriatricians and anesthesiologists 1
- Evaluate minimum criteria for adequate pre-operative geriatric assessment specific to anesthesia 1
- Consider age-related physiological changes that may affect perioperative risk 1
Antithrombotic Management
- Stratify patients for periprocedural thromboembolism risk (high, moderate, or low) based on mechanical heart valves, atrial fibrillation, and venous thromboembolism history 1
- Assess surgery/procedure-related bleeding risk (high, low-to-moderate, or minimal) 1
- Develop an individualized plan for perioperative antithrombotic management based on thrombotic and bleeding risk assessment 1
Cardiovascular Disease
- Patients with coronary artery disease (CAD) have increased risk of perioperative major adverse cardiac events (MACE) 1, 2
- Heart failure, left-sided valvular heart disease, and significant arrhythmic burden also increase perioperative risk 2
- Consider myocardial injury after noncardiac surgery (MINS) surveillance in high-risk patients 1
Common Pitfalls and Caveats
- Risk scores have poorer discrimination in patients undergoing vascular surgery, likely due to underestimation of MI risk 1
- Despite reasonable ability to predict perioperative risk, there have been few studies in which treatment strategies were modified based on preoperative risk prediction tools 1
- Adherence to perioperative management guidelines is often poor, representing a clear opportunity for improving quality of care 1
- Risk prediction tools are limited because they are derived from specific patient populations, are simplified for ease of use, and may not account for improved treatment modalities over time 3
- Avoid relying solely on age as a risk factor; greater risks are associated with urgency and significant cardiac, pulmonary, and renal disease 1
By implementing this structured approach to perioperative risk stratification, primary care physicians can effectively identify high-risk patients, optimize modifiable risk factors, and develop appropriate perioperative management strategies to improve patient outcomes.