Causes of Respiratory Failure
Respiratory failure develops through two fundamental mechanisms: lung failure causing hypoxemia (Type 1) or ventilatory pump failure causing hypercapnia (Type 2), with distinct underlying etiologies that must be identified to guide management. 1
Type 1 Respiratory Failure (Hypoxemic) - Primary Causes
Acute Respiratory Distress Syndrome (ARDS)
- ARDS represents the most severe form of acute lung injury, characterized by bilateral pulmonary infiltrates, increased pulmonary vascular permeability, and severe hypoxemia with mortality remaining 30-40% despite advances in care 1
- Triggered by diverse insults including sepsis, pneumonia, aspiration, trauma, and pancreatitis 1
- Classified by severity: mild (PaO₂/FiO₂ 200-300 mmHg), moderate (100-200 mmHg), or severe (≤100 mmHg) 1
Pneumonia and Pulmonary Infections
- Community-acquired and hospital-acquired pneumonia cause alveolar filling with inflammatory exudate, creating intrapulmonary shunting where blood bypasses ventilated alveoli entirely 1
- Severe childhood respiratory infections are associated with reduced lung function and increased respiratory symptoms in adulthood 2
Pulmonary Edema
- Fills alveoli with fluid, creating shunt physiology and severe V/Q mismatch 1
- Develops from increased pulmonary vascular permeability, increased hydrostatic pressures from resuscitation, and lowered oncotic pressure 1
Pulmonary Embolism
- Causes V/Q mismatch through increased dead space ventilation, diverting blood flow away from ventilated but unperfused lung regions 1
Pathophysiological Mechanisms
- Intrapulmonary shunting occurs when blood bypasses ventilated alveoli entirely, flowing through completely unventilated or fluid-filled lung units 1
- V/Q mismatch results from ventilation-perfusion abnormalities where some lung units receive inadequate ventilation relative to perfusion 1
- Diffusion impairment limits oxygen transfer across the alveolar-capillary membrane 1
Type 2 Respiratory Failure (Hypercapnic) - Primary Causes
COPD Exacerbations
- COPD exacerbations account for the majority of Type 2 respiratory failures 1
- Tobacco smoke is the major risk factor worldwide, though biomass cooking and heating in poorly ventilated dwellings also contribute 2
- Asthma may be a risk for development of chronic airflow limitation and COPD 2
- HIV infection accelerates onset of smoking-related emphysema and COPD 2
- Tuberculosis has been identified as both a risk factor for COPD and a potential comorbidity 2
Pathophysiological Mechanisms in COPD
- Increased airway resistance with flow-limited expiration during tidal breathing, initially with exercise then at rest 1
- Dynamic hyperinflation prevents expiration to relaxation volume, creating intrinsic PEEP (PEEPi) that acts as an inspiratory threshold load 1, 3
- Inspiratory muscle dysfunction related to impaired muscle function, with increased mechanical workload raising energy consumption 1, 3
- Severe V/Q abnormalities worsen during acute exacerbations 2
Neuromuscular Disorders
- Progressive ventilatory pump failure occurs in ALS, muscular dystrophy, and myasthenia gravis 1
- These conditions cause gradual deterioration of respiratory muscle strength, eventually leading to inability to maintain adequate alveolar ventilation 1
- Vital capacity <15 mL/kg suggests need for mechanical ventilation consideration 3
Chest Wall Disorders
- Obesity hypoventilation syndrome combines restrictive mechanics with central drive abnormalities 1
- Chest wall deformities including scoliosis and thoracoplasty impair ventilatory mechanics 1
Central Nervous System Depression
- Reduced central respiratory drive from medications, neurological injury, or metabolic derangements leads to alveolar hypoventilation 4
Pre-Existing Conditions as Risk Factors
COPD-Specific Considerations
- Concomitant chronic diseases occur frequently in COPD patients and independently affect mortality and hospitalizations 2
- Cardiovascular disease accounts for 26% of deaths in moderate-to-severe COPD, cancer 21%, with only 35% directly attributable to COPD 2
- Acute exacerbations may be caused by extrapulmonary mechanisms including systemic hypertension, acute heart decompensation, atrial fibrillation, and pulmonary embolism 2
Asthma
- Airway hyperresponsiveness is an independent predictor of COPD and respiratory mortality in population studies 2
- May indicate risk for excessive lung function decline in mild COPD 2
Cystic Fibrosis
- Abnormal ion transport due to CFTR dysfunction contributes to chronic inflammatory response and progressive airflow limitation 2
- Patients producing large volumes of sputum may have underlying bronchiectasis 2
Common Pitfalls in Identifying Causes
- Standard chest radiographs are poor predictors of oxygenation defect severity or clinical outcome, and classic ARDS findings may be asymmetric, patchy, or focal 1
- Chronic cough is often discounted by patients as a consequence of smoking and/or environmental exposures, delaying diagnosis 2
- Acute exacerbations of respiratory symptoms occur with significant frequency in smokers without COPD, suggesting they are not specific for COPD 2
- Supplemental oxygen can release hypoxic pulmonary vasoconstriction, potentially worsening V/Q mismatch in COPD exacerbations 5
Critical Assessment Framework
History Elements to Identify
- Exposure to risk factors: smoking, occupational exposures, biomass fuels 2
- Past medical history: asthma, childhood respiratory infections, HIV, tuberculosis 2
- Pattern of symptom development and exacerbation history 2
- Presence of comorbidities: heart disease, malignancies, neuromuscular disorders 2