Hospice Recertification for Degenerative Neurological Disease: SOAP Note Documentation
Subjective
Document the following elements to establish continued hospice eligibility:
Functional decline progression: Record specific worsening from the prior certification period in mobility, cognition, communication, or self-care capacity—this demonstrates irreversible progression required for recertification 1
Family understanding of prognosis: Document explicit family acknowledgment that care focuses on comfort rather than life prolongation, and confirm their agreement with avoiding hospitalization except when absolutely necessary for comfort 1
Symptom burden: Record patient/family reports of pain, respiratory distress, behavioral symptoms, or other terminal symptoms requiring active management 1
Nutritional status: Document decreased oral intake, difficulty swallowing, or family reports of weight loss—note that decreased intake is recognized as part of the natural dying process 1
Goals of care confirmation: Record family understanding of the progressive, terminal nature of the illness and their alignment with comfort-focused goals 1
Objective
Critical documentation requirements for recertification:
Complete ADL dependence: Document total dependence in all activities of daily living with inability to perform any self-care—this is required for hospice recertification 1
Mobility status: Record bedbound or chair-bound status with complete loss of ambulation 1
Communication capacity: Document severe communication impairment or complete inability to express needs 1
FAST staging for dementia: Record Functional Assessment Staging Tool (FAST) stage 7c or higher, indicating inability to ambulate, dress, or bathe independently 1
Acute complications: Document aspiration pneumonia, urinary tract infections, pressure ulcers (with staging), or falls that indicate advanced disease 1
Vital signs and weight: Record current weight and compare to prior certification period to demonstrate ongoing decline 1
Skin integrity: Document any pressure ulcers with specific staging 1
Assessment
Establish continued terminal prognosis with life expectancy less than 6 months:
Primary diagnosis: Degenerative disease of the nervous system with documented progression demonstrating life expectancy less than 6 months based on clinical markers 1
Functional status: Complete dependence in all ADLs, bedbound/chair-bound status, and severe communication impairment consistent with terminal phase 1
Nutritional compromise: Severe dysphagia, inability to maintain adequate oral intake, or progressive weight loss despite comfort feeding interventions 1
Disease-specific considerations:
- For vascular dementia: Document advanced vascular cognitive impairment with evidence of multiple cerebrovascular events or significant white matter disease 1
- For ALS: Document critically impaired breathing capacity, rapid progression with severe nutritional impairment, or life-threatening complications 1, 2
- For Parkinson's disease or other neurodegenerative conditions: Document progression to complete immobility, severe dysphagia, and recurrent complications 3, 4
Alignment with comfort-focused care: Care goals focus on comfort rather than life-prolonging interventions, with family understanding and agreement documented 1
Plan
Document ongoing hospice interventions and interdisciplinary team involvement:
Symptom management:
- Pain: Document behavioral pain assessment and current opioid or analgesic interventions with titration plan 1
- Respiratory distress: Record use of scopolamine, atropine, or glycopyrrolate for secretions management 1
- Behavioral symptoms: Document environmental modifications or pharmacologic interventions (lorazepam or low-dose antipsychotics) 1
- Skin integrity: Document pressure ulcer management and prevention strategies 1
Nutritional approach: Document comfort feeding only—patient receives hand-feeding of small amounts as tolerated, with recognition that decreased intake is part of the natural dying process 1
Interdisciplinary team coordination: Record ongoing communication between hospice team, primary care provider, and family, with provision of support and education to family caregivers about disease progression 1
Advance care planning: Document advance directives, substitute decision-maker information, and patient's previously expressed values and wishes 1, 5
Family support: Document provision of emotional support, grief counseling access, and caregiver burden assessment 5
Recertification timeline: Schedule next recertification assessment and document plan for proactive monitoring of decline 1
Critical Pitfalls to Avoid
Do not delay documentation until crisis occurs: Proactive documentation of decline prevents gaps in hospice coverage—late recertification delays negatively impact quality of life 1
Do not focus solely on cognitive decline: Functional status (ADLs, mobility, nutrition) is more critical than cognitive scores alone for hospice eligibility 1
Do not pursue aggressive interventions: Hospitalizations for acute events (unless necessary for comfort) and tube feeding placement contradict comfort-focused hospice philosophy in advanced neurodegenerative disease 1
Do not omit interdisciplinary team documentation: Regular team communication and family caregiver support must be documented to demonstrate comprehensive hospice care 1, 5